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Stephanie Huang

AUGMENT CAPITAL
Austin, TX
·CRD# 6343543·10 years experience

Professional Summary

Stephanie Huang, who also goes by Stephanie Ying Huang, Stephanie Y Huang, is a registered financial advisor currently at AUGMENT CAPITAL, LLC located in Austin, Texas. Stephanie is registered as a RR (Registered Representative) and started their career in finance in 2016. Stephanie has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Stephanie Ying Huang, Stephanie Y Huang

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

AUGMENT CAPITAL, LLC·CRD# 322519
BD
1204 San Antonio Street, Second Floor, Austin, TX 78701
April 23, 2026 - Present
BLACKROCK INVESTMENTS, LLC·CRD# 38642
BD
New York, NY
September 24, 2021 - February 22, 2024
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC·CRD# 130847
BD
New York, NY
February 23, 2018 - August 10, 2021
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
September 14, 2016 - February 27, 2018

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Current Firm

AC
AUGMENT CAPITAL, LLC

AUGMENT CAPITAL, LLC

CRD#: 322519 / SEC#: 8-70989
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

1204 San Antonio Street Second Floor, Austin, TX 78701

Mailing Address

1204 San Antonio Street Second Floor, Austin, TX 78701

Phone Number

(917) 626-5512

Established

Delaware since 06/02/2022

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AUGMENT MARKETS, INC.MEMBER—
KURIAN, ANDREW SPENCERCHIEF COMPLIANCE OFFICER2756309
THORNTON, STEVEN LEEFINOP4496384
WIGET, CYRILL PIUSCHIEF EXECUTIVE OFFICER6993336

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(4/30/2026)
RR
Connecticut
(5/1/2026)
RR
District of Columbia
(4/30/2026)
RR
Florida
(4/30/2026)
RR
Idaho
(5/1/2026)
RR
Illinois
(4/30/2026)
RR
Kentucky
(4/30/2026)
RR
Louisiana
(4/30/2026)
RR
Maryland
(5/7/2026)
RR
Michigan
(4/30/2026)
RR
Minnesota
(4/30/2026)
RR
Mississippi
(4/30/2026)
RR
Montana
(4/30/2026)
RR
Nebraska
(4/30/2026)
RR
New Jersey
(4/30/2026)
RR
Oklahoma
(4/30/2026)
RR
Puerto Rico
(7/4/2026)
RR
South Carolina
(4/30/2026)
RR
South Dakota
(4/30/2026)
RR
Texas
(4/23/2026)
RR
Vermont
(4/30/2026)
RR
Washington
(4/30/2026)
RR
Wisconsin
(4/30/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2016About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Stephanie Huang's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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SH
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