Stephen L. Spence
STRATEGIC ADVISERS LLC | Financial Consultant
BRIDGEVILLE, PA
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CRD#: 6339364
Professional summary
Stephen Lee Spence, CFP®, who also goes by Stephen Lee Spence, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Bridgeville, Pennsylvania and FIDELITY BROKERAGE SERVICES LLC located in Pittsburgh, Pennsylvania.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Stephen has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
As your Financial Consultant, we'll work together to co-create a highly personal and customized investment plan that aligns with your goals and preferences. I believe consistent communication and dedication build most genuine relationships.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephen Lee Spence
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Lee Spence's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
West Virginia University
Bachelors Degree - Advertising and Communication
2013
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1680 Washington Rd Ste H, Pittsburgh, PA 15241-1213RIA
CRD#: 104555
BRIDGEVILLE, PA
Current
September 8, 2016 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1680 Washington Rd.,ste H, Pittsburgh, PA 15241BD
CRD#: 7784
Pittsburgh, PA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
PITTSBURGH, PA
Past
September 28, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
PITTSBURGH, PA
Past
November 19, 2015 - August 8, 2016
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
PITTSBURGH, PA
Past
November 19, 2015 - August 8, 2016
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
PITTSBURGH, PA
Past
March 12, 2015 - October 2, 2015
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
COVINGTON, KY
Past
June 30, 2014 - October 1, 2015
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
COVINGTON, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/19/2023)
RR
Arizona(2/12/2021)
RR
California(2/25/2020)
RR
Colorado(2/25/2020)
RR
Connecticut(2/25/2020)
RR
Delaware(7/8/2022)
RR
Florida(9/8/2016)
RR
Georgia(6/19/2017)
RR
Illinois(8/8/2020)
RR
Indiana(8/8/2020)
RR
Kentucky(2/25/2020)
RR
Maine(6/4/2021)
RR
Maryland(2/25/2020)
RR
Massachusetts(9/29/2023)
RR
Michigan(2/25/2020)
RR
Nevada(2/25/2020)
RR
New Jersey(3/4/2022)
RR
New York(2/25/2020)
RR
North Carolina(9/12/2016)
RR
Ohio(9/9/2016)
RR
Oregon(1/10/2017)
RR
Pennsylvania(9/8/2016)
IAR
Pennsylvania(3/31/2025)
RR
Puerto Rico(8/13/2021)
RR
South Carolina(9/8/2016)
RR
Tennessee(2/24/2020)
RR
Texas(9/8/2016)
IAR
Texas(3/31/2025)
RR
Virginia(5/31/2019)
RR
Washington(2/25/2020)
RR
West Virginia(9/8/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Bridgeville, PATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
