Nathan A. Fulks
FAMILY WEALTH PARTNERS
Matthews, NC 28105
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CRD#: 6338435
Professional summary
Nathan Aaron Fulks, CFP® is a registered financial advisor currently at FAMILY WEALTH PARTNERS, LLC located in Matthews, North Carolina.
Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Nathan has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 2/6/2018 - Forest Hill Church - Not Investment Related - 7224 Park Rd - Outside/W-2 Employment - Started 01/01/2016 - 20 Hours Per Month/0 Hours During Securities Trading - Time Spent 5% - Play drums for the church.
2. 2/6/2018 - Family Wealth Partners (FWP) - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%.
3. 4/10/2018 - Independent Advisor Alliance - DBA: (Hybrid) Family Wealth Partners (FWP) - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 02/24/2006 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 4/10/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
4. 4/10/2018 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 09/28/2016 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 4/10/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Aaron Fulks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
January 24, 2022 - Present
FAMILY WEALTH PARTNERS, LLC
Office #1: 2518 Plantation Center Drive, Matthews, NC 28105RIA
CRD#: 317764
Matthews, NC
Past
April 10, 2018 - January 26, 2022
INDEPENDENT ADVISOR ALLIANCE, LLC
RIA
CRD#: 168267
Matthews, NC
Past
February 27, 2018 - February 24, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
MATTHEWS, NC
Past
June 14, 2016 - August 21, 2025
EFFICIENT ADVISORS
RIA
CRD#: 150144
Matthews, NC
Past
May 11, 2016 - September 28, 2016
FAMILY WEALTH PARTNERS
RIA
CRD#: 121030
MATTHEWS, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FAMILY WEALTH PARTNERS, LLC
FAMILY WEALTH PARTNERS, LLC
CRD#: 317764 / SEC#: 801-123089
RIA
Registered Investment Advisory firm - (1/21/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(1/24/2022)
IAR
Texas(10/11/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FW
FAMILY WEALTH PARTNERS, LLC
FAMILY WEALTH PARTNERS, LLC
CRD#: 317764 / SEC#: 801-123089
RIA
Registered Investment Advisory firm - (1/21/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2518 Plantation Center Drive, Matthews, NC 28105
Mailing Address
Phone number
(704) 321-0152
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 886 |
| AUM (Assets Under Management) | $ 312,082,038 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
