Jason Akpolo
Professional summary
Jason Akpolo, who also goes by Oghenekaro Akpolo, is a registered financial professional currently at TRADEWEB LLC located in New York, New York.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2014. Jason has worked at 8 firms and has passed the Series 66, Series 63, Series 99TO, Series 79TO, Series 57TO, SIE, Series 7, Series 4, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Akpolo's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2025 - Present
TRADEWEB LLC
Office #1: 245 Park Avenue 30th Floor, New York, NY 10167February 15, 2024 - January 2, 2025
J.P. MORGAN SECURITIES LLC
May 30, 2023 - January 2, 2025
J.P. MORGAN PRIME INC.
January 3, 2023 - January 2, 2025
J.P. MORGAN SECURITIES LLC
November 18, 2020 - November 30, 2022
BMO CAPITAL MARKETS CORP.
October 19, 2020 - December 8, 2020
MORGAN STANLEY
January 10, 2018 - December 8, 2020
MORGAN STANLEY
January 8, 2018 - January 10, 2018
MORGAN STANLEY & CO. LLC
July 9, 2015 - March 2, 2016
E*TRADE CLEARING LLC
June 11, 2014 - July 9, 2015
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2025)
Exams
Series 99TO
Date: 1/3/2023
Operations Professional ExaminationSeries 79TO
Date: 12/22/2021
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 6/9/2021
Securities Trader ExamFINRA
Current Firm
TRADEWEB LLC
CRD#: 42759 / SEC#: , 8-49994
Contact information
FINRA licenses (9 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEWEB GLOBAL LLC | OWNER | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| FRIEDMAN, DOUGLAS L. | GENERAL COUNSEL | 5121291 |
| MCGUIRE, MICHAEL TERRENCE | CHIEF COMPLIANCE OFFICER | 2267871 |
| PITTINSKY, JONATHAN DAVID | CHIEF FINANCIAL OFFICER | 4291263 |
| PITTINSKY, JONATHAN DAVID | DIRECTOR OF FINANCIAL OPERATIONS, FIN-OP PRINCIPAL | 4291263 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Red Flags
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