DK
Derrel Kent
KEY INVESTMENT SERVICES LLC
Saline, MI 48176
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CRD#: 6333828
DK
Professional summary
Derrel Kent, who also goes by Derrel Calvin Kent, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Saline, Michigan.
Derrel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Derrel has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Derrel Calvin Kent
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ) COURTESY DRIVING SCHOOL-POSITION: Instructor NATURE: Driver Education School INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 09/14/2023,ADDRESS: 54901 Mound Road, Shelby Township MI 48316, United States-DESCRIPTION: Driver education instructor teaching teen students in classroom setting and in car training. 2. ) QUALITY DRIVING SCHOOL- POSITION: null NATURE: Driver Education School. Instructing teenage students on learning to drive which includes classroom and behind the wheel instruction. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025, ADDRESS: 102 E Maumee Street, Adrian MI 49221, United States. DESCRIPTION: As a state licensed driver education instructor, I work with teenage students both in the classroom and behind the wheel to teach basic driving skills. I am paid by this employer as an independent contractor.
CRS (Client Relationship Summary) - RIA
Click below to view Derrel Kent's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Derrel Kent's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 26, 2023 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 100 W. Michigan, Saline, MI 48176RIA
BD
CRD#: 136300
Saline, MI
Current
September 26, 2023 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 100 W. Michigan, Saline, MI 48176RIA
BD
CRD#: 136300
Saline, MI
Past
January 7, 2020 - September 17, 2023
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
Westerville, OH
Past
January 7, 2020 - September 17, 2023
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
Westerville, OH
Past
May 29, 2019 - December 26, 2019
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
Charlevoix, MI
Past
October 1, 2018 - December 26, 2019
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
Charlevoix, MI
Past
August 20, 2015 - October 12, 2018
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
TRAVERSE CITY, MI
Past
September 4, 2014 - July 7, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
TRAVERSE CITY, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(12/13/2023)
RR
Michigan(9/26/2023)
IAR
Michigan(9/26/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/29/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Mailing Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Phone number
(888) 547-2968
Established
Ohio since 06/08/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,131
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
