David William Cunningham
Professional Summary
David William Cunningham, who also goes by Dave Cunningham, is a registered financial advisor currently at SAXONY SECURITIES, INC. located in Lincolnshire, Illinois. David is registered as a RR (Registered Representative) and started their career in finance in 2016. David has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dave Cunningham
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COUNTRY CAPITAL MANAGEMENT COMPANY
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ONEAMERICA SECURITIES, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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COUNTRY CAPITAL MANAGEMENT COMPANY
THE DALA GROUP, LLC
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Years of Experience
10 years in the financial services industry
Current & Past Employments
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COUNTRY CAPITAL MANAGEMENT COMPANY
THE DALA GROUP, LLC
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Current Firm
SAXONY ADVISORS | SAXONY SECURITIES, INC. | SAXONY SECURITIES
Contact Information
Main Address
11152 S Towne Square, St. Louis, MO 63123Mailing Address
11152 S Towne Square, St. Louis, MO 63123Phone Number
(314) 963-9336Established
Missouri since 07/13/2001Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
2Arbitration
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COUNTRY CAPITAL MANAGEMENT COMPANY
THE DALA GROUP, LLC
ONEAMERICA SECURITIES, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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COUNTRY CAPITAL MANAGEMENT COMPANY
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State Registrations and Notice Filings
(1/29/2024)
(11/21/2023)
(1/30/2017)
(1/21/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 2016About the Series 6 examSRO Registrations
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COUNTRY CAPITAL MANAGEMENT COMPANY
THE DALA GROUP, LLC
ONEAMERICA SECURITIES, INC.
CRS (Client Relationship Summary) - BD
Click below to view David William Cunningham's CRS (Customer Relationship Summary).
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COUNTRY CAPITAL MANAGEMENT COMPANY
THE DALA GROUP, LLC
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