Stephanie Ann Pfeiffer
Professional Summary
Stephanie Ann Pfeiffer, who also goes by Stephanie Ann Steinbruegge, is a registered financial advisor currently at SAXONY SECURITIES, INC. located in St. Louis, Missouri. Stephanie is registered as a RR (Registered Representative) and started their career in finance in 2002. Stephanie has worked at 2 firms and has passed the Series 63, Series 52TO, Series 82TO, Series 99TO, SIE, Series 7, Series 39, Series 26, Series 14, Series 9, Series 10 and Series 24...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stephanie Ann Steinbruegge
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
SAXONY ADVISORS | SAXONY SECURITIES, INC. | SAXONY SECURITIES
Contact Information
Main Address
11152 S Towne Square, St. Louis, MO 63123Mailing Address
11152 S Towne Square, St. Louis, MO 63123Phone Number
(314) 963-9336Established
Missouri since 07/13/2001Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
2Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/21/2014)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSeries 39 — Direct Participation Programs Principal Examination
Passed Jan 2023About the Series 39 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jan 2023About the Series 26 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jun 2008About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed May 2008About the Series 10 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stephanie Ann Pfeiffer's CRS (Customer Relationship Summary).
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