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Joseph Barry Brunjes

TC2000 BROKERAGE
WILMINGTON, NC
·CRD# 6329529·11 years experience

Professional Summary

Joseph Barry Brunjes, who also goes by Barry Brunjes, is a registered financial advisor currently at TC2000 BROKERAGE, INC. located in Wilmington, North Carolina. Joseph is registered as a RR (Registered Representative) and started their career in finance in 2015. Joseph has worked at 1 firm and has passed the Series 63, SIE, Series 7, Series 14, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Barry Brunjes

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

TC2000 BROKERAGE, INC.·CRD# 155523
BD
6315 Boathouse Rd., Ste. 200, Wilmington, NC 28403
October 22, 2015 - Present

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Current Firm

TB
TC2000 BROKERAGE, INC.

ARROWHEAD SECURITIES, INC. | WORDENTRADE, INC. | TRADEFIRE, INC. | TC2000 BROKERAGE, INC.

CRD#: 155523 / SEC#: 8-68723
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

6315 Boathouse Rd., Ste. 200, Wilmington, NC 28403

Mailing Address

Po Box 1140, Wilmington, NC 28402

Phone Number

(910) 550-2325

Established

Georgia since 10/06/2010

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WORDEN SECURITIES HOLDINGS, INCOWNER—
BRUNJES, JOSEPH BARRYCHIEF COMPLIANCE OFFICER, ROSFP6329529
WEEKS, CURTIS ALLANFINOP, PFO, POO5278425
WORDEN, CHRIS DONALDCEO/PRESIDENT6002733

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/2/2018)
RR
Alaska
(1/2/2018)
RR
Arizona
(1/2/2018)
RR
Arkansas
(1/2/2018)
RR
California
(1/2/2018)
RR
Colorado
(1/2/2018)
RR
Connecticut
(1/2/2018)
RR
Delaware
(1/2/2018)
RR
District of Columbia
(1/2/2018)
RR
Florida
(1/2/2018)
RR
Georgia
(1/2/2018)
RR
Hawaii
(1/2/2018)
RR
Idaho
(1/2/2018)
RR
Illinois
(1/2/2018)
RR
Indiana
(1/2/2018)
RR
Iowa
(1/2/2018)
RR
Kansas
(1/2/2018)
RR
Kentucky
(1/2/2018)
RR
Louisiana
(1/2/2018)
RR
Maine
(1/2/2018)
RR
Maryland
(1/2/2018)
RR
Massachusetts
(1/2/2018)
RR
Michigan
(1/2/2018)
RR
Minnesota
(1/2/2018)
RR
Mississippi
(1/2/2018)
RR
Missouri
(1/2/2018)
RR
Montana
(1/2/2018)
RR
Nebraska
(1/2/2018)
RR
Nevada
(1/2/2018)
RR
New Hampshire
(1/2/2018)
RR
New Jersey
(1/2/2018)
RR
New Mexico
(1/2/2018)
RR
New York
(1/2/2018)
RR
North Carolina
(2/23/2016)
RR
North Dakota
(1/2/2018)
RR
Ohio
(1/2/2018)
RR
Oklahoma
(1/2/2018)
RR
Oregon
(1/2/2018)
RR
Pennsylvania
(1/2/2018)
RR
Puerto Rico
(1/2/2018)
RR
Rhode Island
(1/2/2018)
RR
South Carolina
(1/2/2018)
RR
South Dakota
(1/2/2018)
RR
Tennessee
(1/2/2018)
RR
Texas
(1/2/2018)
RR
Utah
(1/2/2018)
RR
Vermont
(1/2/2018)
RR
Virginia
(1/2/2018)
RR
Washington
(1/2/2018)
RR
West Virginia
(1/2/2018)
RR
Wisconsin
(1/2/2018)
RR
Wyoming
(1/2/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2015About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 4 — Registered Options Principal Examination

Passed Jul 2017About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Sep 2016About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Joseph Barry Brunjes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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