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CW

Chris Donald Worden

TC2000 BROKERAGE
WILMINGTON, NC
·CRD# 6002733·14 years experience

Professional Summary

Chris Donald Worden, who also goes by Chris Worden, is a registered financial advisor currently at TC2000 BROKERAGE, INC. located in Wilmington, North Carolina. Chris is registered as a RR (Registered Representative) and started their career in finance in 2011. Chris has worked at 1 firm and has passed the Series 63, SIE, Series 42, Series 62 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Worden

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

TC2000 BROKERAGE, INC.·CRD# 155523
BD
6315 Boathouse Rd., Ste. 200, Wilmington, NC 28403
December 12, 2011 - Present

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Current Firm

TB
TC2000 BROKERAGE, INC.

ARROWHEAD SECURITIES, INC. | WORDENTRADE, INC. | TRADEFIRE, INC. | TC2000 BROKERAGE, INC.

CRD#: 155523 / SEC#: 8-68723
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

6315 Boathouse Rd., Ste. 200, Wilmington, NC 28403

Mailing Address

Po Box 1140, Wilmington, NC 28402

Phone Number

(910) 550-2325

Established

Georgia since 10/06/2010

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WORDEN SECURITIES HOLDINGS, INCOWNER—
BRUNJES, JOSEPH BARRYCHIEF COMPLIANCE OFFICER, ROSFP6329529
WEEKS, CURTIS ALLANFINOP, PFO, POO5278425
WORDEN, CHRIS DONALDCEO/PRESIDENT6002733

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(7/3/2012)
RR
North Carolina
(12/3/2015)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 42 — Registered Options Representative Examination

Passed Aug 2018

Series 62 — Corporate Securities Limited Representative Examination

Passed Dec 2011

Series 24 — General Securities Principal Examination

Passed Mar 2012About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Chris Donald Worden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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