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GZ

Gino Zubiaga

ANDBANC BROKERAGE
MIAMI, FL
·CRD# 6326327·10 years experience

Professional Summary

Gino Zubiaga, who also goes by Giino Zubiaga, is a registered financial advisor currently at ANDBANC BROKERAGE, LLC located in Miami, Florida. Gino is registered as a RR (Registered Representative) and started their career in finance in 2016. Gino has worked at 2 firms and has passed the SIE and Series 99 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Giino Zubiaga

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Videos & Posts

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

ANDBANC BROKERAGE, LLC·CRD# 155979
BD
201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131
October 17, 2022 - Present
MORA CAPITAL SECURITIES LLC·CRD# 158599
BD
Miami, FL
May 5, 2016 - October 14, 2022

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Current Firm

AB
ANDBANC BROKERAGE, LLC

ANDBANC BROKERAGE, LLC

CRD#: 155979 / SEC#: 8-68759
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131

Mailing Address

201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131

Phone Number

(305) 702-1617

Established

Florida since 11/08/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (20 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ANDBANC WEALTH MANAGEMENT LLCOWNER / MEMBER153102
GILMAN, ROBERT CRAIGPRINCIPAL FINANCIAL OFFICER1738412
GRIBEL, CARLOS EDUARDOCEO—
ZENO, JOHN JOSEPHCCO/AMLCO2871575

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 99 — Operations Professional Examination

Passed May 2016About the Series 99 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gino Zubiaga's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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