Mark L. Guarino
Professional summary
Mark Laurence Guarino IV, who also goes by Mark Laurence Guarino, is a registered financial professional currently at LAZARD ASSET MANAGEMENT SECURITIES LLC located in New York, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2014. Mark has worked at 5 firms and has passed the Series 66, Series 31, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Laurence Guarino IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 14, 2022 - Present
LAZARD ASSET MANAGEMENT SECURITIES LLC
Office #1: 30 Rockefeller Plaza 56th Floor, New York, NY, 10112November 6, 2018 - February 28, 2022
FRED ALGER & COMPANY, LLC
May 8, 2017 - November 2, 2018
WBI INVESTMENTS, LLC
May 8, 2017 - November 2, 2018
MILLINGTON SECURITIES, INC.
September 17, 2014 - July 11, 2016
WELLS FARGO CLEARING SERVICES, LLC
July 21, 2014 - July 11, 2016
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
CRD#: 129119 / SEC#: , 8-66201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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