Chad Michael Butler
Professional Summary
Chad Michael Butler, who also goes by Chad M Butler, Chad Butler, is a registered financial advisor currently at VESTED SECURITIES located in Tuscaloosa, Alabama. Chad is registered as a RR (Registered Representative) and started their career in finance in 2017. Chad has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chad M Butler, Chad Butler
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
9 years in the financial services industry
Current & Past Employments
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Current Firm
VESTED SECURITIES | VESTED SECURITIES, LLC
Contact Information
Main Address
9485 Crete Cir, Tuscaloosa, AL 35406Mailing Address
9485 Crete Cir, Tuscaloosa, AL 35406Phone Number
(817) 564-1879Established
Delaware since 10/07/2020Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (38 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/23/2025)
(3/2/2022)
(2/11/2022)
(4/19/2022)
(3/28/2022)
(6/6/2022)
(3/6/2022)
(3/25/2022)
(5/6/2024)
(3/11/2022)
(4/22/2022)
(3/11/2022)
(3/28/2022)
(1/9/2025)
(4/1/2022)
(5/24/2022)
(3/16/2022)
(3/11/2022)
(3/21/2022)
(4/11/2022)
(5/2/2022)
(2/14/2022)
(2/11/2022)
(2/23/2022)
(3/15/2022)
(3/30/2022)
(3/10/2022)
(6/3/2022)
(4/22/2022)
(1/9/2025)
(3/23/2022)
(2/11/2022)
(3/30/2022)
(1/23/2025)
(2/24/2022)
(2/22/2022)
(2/24/2025)
(1/9/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Dec 2017About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Nov 2017About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Chad Michael Butler's CRS (Customer Relationship Summary).
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