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CD

Christopher R. Dube

ARCADIA WEALTH MANAGEMENT
Manchester, NH 03101
Some features on this profile are disabled
CRD#: 6325472
CD

Professional summary

Christopher Robert Dube, who also goes by Chris R Dube, is a registered financial advisor currently at ARCADIA WEALTH MANAGEMENT, LLC located in Manchester, New Hampshire.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Christopher has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Chris R Dube

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Robert Dube's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 30, 2021 - Present

ARCADIA WEALTH MANAGEMENT, LLC

Office #1: 155 Dow Street Suite 301, Manchester, NH 03101
RIA
CRD#: 284925
Manchester, NH
Past

May 14, 2018 - June 21, 2021

CITIZENS SECURITIES, INC.

RIA
CRD#: 39550
NASHUA, NH
Past

January 14, 2016 - June 21, 2021

CITIZENS SECURITIES, INC.

BD
CRD#: 39550
NASHUA, NH
Past

November 25, 2014 - December 10, 2015

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
BEDFORD, NH
Past

July 18, 2014 - December 11, 2014

NYLIFE SECURITIES LLC

BD
CRD#: 5167
ANDOVER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARCADIA WEALTH MANAGEMENT, LLC
ARCADIA WEALTH MANAGEMENT, LLC

CRD#: 284925 / SEC#: 801-121212

RIA
Registered Investment Advisory firm - (5/14/2021 Approved)
Massachusetts
Registered Investment Advisory firm - (6/9/2021 Terminated)
New Hampshire
Registered Investment Advisory firm - (6/9/2021 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(7/7/2021)
IAR
New Hampshire
(6/30/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/14/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/8/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 12/21/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 7/18/2014
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AW
ARCADIA WEALTH MANAGEMENT, LLC
ARCADIA WEALTH MANAGEMENT, LLC

CRD#: 284925 / SEC#: 801-121212

RIA
Registered Investment Advisory firm - (5/14/2021 Approved)
Massachusetts
Registered Investment Advisory firm - (6/9/2021 Terminated)
New Hampshire
Registered Investment Advisory firm - (6/9/2021 Terminated)
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Contact information

Main Address
155 Dow Street Suite 301, Manchester, NH 03101
Mailing Address
Phone number
(603) 681-9190
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A (11/14/2025)

Regulatory assets under management

Total Number of Accounts2,615
AUM (Assets Under Management)$ 380,224,278

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARCADIA WEALTH MANAGEMENT, LLC

CRD#: 284925Manchester, NH 03101

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