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Christopher R. Dube
ARCADIA WEALTH MANAGEMENT
Manchester, NH 03101
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CRD#: 6325472
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Professional summary
Christopher Robert Dube, who also goes by Chris R Dube, is a registered financial advisor currently at ARCADIA WEALTH MANAGEMENT, LLC located in Manchester, New Hampshire.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Christopher has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris R Dube
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Christopher Robert Dube is a licensed insurance agents and appointed with various unaffiliated insurance carriers via our insurance agency Arcadia Financial Group LLC. and from time to time, will offer clients advice or products from those activities. Further information with regard to these other activities may be found in each associate's accompanying Form ADV Part 2B brochure supplement. Clients should be aware that these services pay a commission or other compensation, These activities create a conflict of interest as there is an incentive to recommend insurance products based on the compensation received from the insurance company for the sale of an insurance product, rather than on the client's needs. Additionally, the offer and sale of insurance products by representatives of AWM are not made in the representatives' capacity as a fiduciary and are limited to insurance providers that have agreements to sell with Arcadia Financial Group. Commissionable products conflict with the fiduciary duties of a registered investment adviser. This conflict of interest is mitigated in the following ways: -AWM will evaluate the facts and circumstances to determine whether it is in a client's best interest for AWM to recommend that a commissionable product be obtained from a related person of AWM. -AWM requires all of its representatives to always act in the best interest of the client, including permitting its representatives who are insurance agents to recommend insurance products only in the best interests of the client. -AWM representatives will disclose in advance how they are being compensated and all conflicts of interest involving any advice or service being provided. -At no time will there be tying between business practices and/or services; a condition where a client or prospective client would be required to accept one product or service which is conditional upon the selection of a second, distinctive tied product or service. -No client is ever under any obligation to purchase any insurance product. Insurance products recommended by Arcadia Financial Group representatives may also be available from other providers on more favorable terms, and clients can purchase insurance products recommended by Arcadia Financial Group through other, non-affiliated insurance agencies. AWM will always act in the best interest of the client.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Robert Dube's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2021 - Present
ARCADIA WEALTH MANAGEMENT, LLC
Office #1: 155 Dow Street Suite 301, Manchester, NH 03101RIA
CRD#: 284925
Manchester, NH
Past
May 14, 2018 - June 21, 2021
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
NASHUA, NH
Past
January 14, 2016 - June 21, 2021
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
NASHUA, NH
Past
November 25, 2014 - December 10, 2015
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
BEDFORD, NH
Past
July 18, 2014 - December 11, 2014
NYLIFE SECURITIES LLC
BD
CRD#: 5167
ANDOVER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARCADIA WEALTH MANAGEMENT, LLC
ARCADIA WEALTH MANAGEMENT, LLC
CRD#: 284925 / SEC#: 801-121212
RIA
Registered Investment Advisory firm - (5/14/2021 Approved)Massachusetts
Registered Investment Advisory firm - (6/9/2021 Terminated)New Hampshire
Registered Investment Advisory firm - (6/9/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(7/7/2021)
IAR
New Hampshire(6/30/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 12/21/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
ARCADIA WEALTH MANAGEMENT, LLC
ARCADIA WEALTH MANAGEMENT, LLC
CRD#: 284925 / SEC#: 801-121212
RIA
Registered Investment Advisory firm - (5/14/2021 Approved)Massachusetts
Registered Investment Advisory firm - (6/9/2021 Terminated)New Hampshire
Registered Investment Advisory firm - (6/9/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Dow Street Suite 301, Manchester, NH 03101
Mailing Address
Phone number
(603) 681-9190
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,615 |
| AUM (Assets Under Management) | $ 380,224,278 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARCADIA WEALTH MANAGEMENT, LLC
CRD#: 284925Manchester, NH 03101TRUST BUT VERIFY
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