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Christopher Robert Dube

ARCADIA WEALTH MANAGEMENT
MANCHESTER, NH
·CRD# 6325472·12 years experience

Professional Summary

Christopher Robert Dube, who also goes by Chris R Dube, is a registered financial advisor currently at ARCADIA WEALTH MANAGEMENT, LLC located in Manchester, New Hampshire. Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Christopher has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris R Dube

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

ARCADIA WEALTH MANAGEMENT, LLC·CRD# 284925
RIA
155 Dow Street Suite 301, Manchester, NH 03101
June 30, 2021 - Present
CITIZENS SECURITIES, INC.·CRD# 39550
RIA
Nashua, NH
May 14, 2018 - June 21, 2021
CITIZENS SECURITIES, INC.·CRD# 39550
BD
Nashua, NH
January 14, 2016 - June 21, 2021
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Bedford, NH
November 25, 2014 - December 10, 2015
NYLIFE SECURITIES LLC·CRD# 5167
BD
Andover, MA
July 18, 2014 - December 11, 2014

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Current Firm

AW
ARCADIA WEALTH MANAGEMENT, LLC

ARCADIA WEALTH MANAGEMENT, LLC

CRD#: 284925 / SEC#: 801-121212
RIA
Registered Investment Advisory firm - SEC (5/14/2021 Approved)
Massachusetts
Registered Investment Advisory firm - Massachusetts (6/9/2021 Terminated)
New Hampshire
Registered Investment Advisory firm - New Hampshire (6/9/2021 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

155 Dow Street Suite 301, Manchester, NH 03101

Phone Number

(603) 681-9190

# of Employees

20

SEC notice filing (8 States and Territories)

Registered to provide investment advisory services in 8 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A (3/10/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,014

AUM (Assets Under Management)

$445,515,434

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Christopher Robert Dube is a licensed insurance agents and appointed with various unaffiliated insurance carriers via our insurance agency Arcadia Financial Group LLC. and from time to time, will offer clients advice or products from those activities. Further information with regard to these other activities may be found in each associate's accompanying Form ADV Part 2B brochure supplement. Clients should be aware that these services pay a commission or other compensation, These activities create a conflict of interest as there is an incentive to recommend insurance products based on the compensation received from the insurance company for the sale of an insurance product, rather than on the client's needs. Additionally, the offer and sale of insurance products by representatives of AWM are not made in the representatives' capacity as a fiduciary and are limited to insurance providers that have agreements to sell with Arcadia Financial Group. Commissionable products conflict with the fiduciary duties of a registered investment adviser. This conflict of interest is mitigated in the following ways: -AWM will evaluate the facts and circumstances to determine whether it is in a client's best interest for AWM to recommend that a commissionable product be obtained from a related person of AWM. -AWM requires all of its representatives to always act in the best interest of the client, including permitting its representatives who are insurance agents to recommend insurance products only in the best interests of the client. -AWM representatives will disclose in advance how they are being compensated and all conflicts of interest involving any advice or service being provided. -At no time will there be tying between business practices and/or services; a condition where a client or prospective client would be required to accept one product or service which is conditional upon the selection of a second, distinctive tied product or service. -No client is ever under any obligation to purchase any insurance product. Insurance products recommended by Arcadia Financial Group representatives may also be available from other providers on more favorable terms, and clients can purchase insurance products recommended by Arcadia Financial Group through other, non-affiliated insurance agencies. AWM will always act in the best interest of the client.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARCADIA WEALTH MANAGEMENT, LLC

ARCADIA WEALTH MANAGEMENT, LLC

CRD#: 284925 / SEC#: 801-121212
RIA
Registered Investment Advisory firm - SEC (5/14/2021 Approved)
Massachusetts
Registered Investment Advisory firm - Massachusetts (6/9/2021 Terminated)
New Hampshire
Registered Investment Advisory firm - New Hampshire (6/9/2021 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Massachusetts
(7/7/2021)
IAR
New Hampshire
(6/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2018About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2014About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 2023About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2014About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Christopher Robert Dube's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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