Thomas J. Lawler
Professional summary
Thomas John Lawler, who also goes by Thomas J Lawler, is a registered financial professional currently at HEADLANDS TECHNOLOGIES SECURITIES, LLC located in Chicago, Illinois.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2015. Thomas has worked at 3 firms and has passed the Series 57TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas John Lawler's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2022 - Present
HEADLANDS TECHNOLOGIES SECURITIES, LLC
Office #1: 110 N. Wacker Drive 54th Floor, Chicago, IL 60606Office #2: 110 N. Wacker Drive 54th Floor, Chicago, IL 60606April 3, 2017 - April 1, 2022
OPTIVER US LLC
January 27, 2015 - March 27, 2017
ABN AMRO CLEARING USA LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 12/27/2019
Securities Trader ExamFINRA
NYSE Texas, Inc.
Current Firm
HEADLANDS TECHNOLOGIES SECURITIES, LLC
CRD#: 288960 / SEC#: , 8-69969
Contact information
Documents
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