Tiffany Riordan
Professional Summary
Tiffany Riordan, who also goes by Tiffany Anne Bettex, Tiffany Anne Riordan, is a registered financial advisor currently at ODDO BHF NEW YORK CORPORATION located in New York, New York and FORTRESS CAPITAL FORMATION LLC located in New York, New York. Tiffany is registered as a RR (Registered Representative) and started their career in finance in 2016. Tiffany has worked at 17 firms and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tiffany Anne Bettex, Tiffany Anne Riordan
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
10 years in the financial services industry
Current & Past Employments
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Current Firm
TCG CAPITAL MARKETS L.L.C.
Contact Information
Main Address
1 Vanderbilt Avenue Suite 3400, New York, NY 10017Mailing Address
1 Vanderbilt Avenue Suite 3400, New York, NY 10017Phone Number
(212) 813-4900Established
Delaware since 10/20/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CARLYLE INVESTMENT MANAGEMENT, L.L.C. | MEMBER | — |
| ALIBAIR, AMAL | CO-CEO | 5254240 |
| BANSAL, AKHIL | CO-CEO | 5392349 |
| KRZAK, ALEXANDER JACOB | PRINCIPAL OPERATIONS OFFICER | 6349160 |
| LEFKOWITZ, JOSHUA ADAM | OFFICER | 7216783 |
| LOWENTHAL, MITCHELL NEAL | CO-CHIEF COMPLIANCE OFFICER | 6939241 |
| QIAN, LIANGSHUN | CO-CHIEF COMPLIANCE OFFICER | 7247412 |
| RIORDAN, TIFFANY | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 6313437 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/30/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Tiffany Riordan's CRS (Customer Relationship Summary).
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