JL
Jess S. Larsen
BA SECURITIES
New York, NY 10022
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CRD#: 6311217
JL
Professional summary
Jess Sture Schou Larsen, who also goes by Jess Larsen, is a registered financial professional currently at BA SECURITIES, LLC located in New York, New York.
Jess is registered as a RR (Registered Representative) and started their career in finance in 2014. Jess has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jess Larsen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jess Sture Schou Larsen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 21, 2023 - Present
BA SECURITIES, LLC
Office #1: 300 Park Avenue 16th Floor, New York, NY, 10022BD
CRD#: 153489
New York, NY
Past
July 20, 2022 - February 16, 2024
BRIARCLIFFE CREDIT PARTNERS, LLC
BD
CRD#: 313453
New York, NY
Past
January 14, 2022 - January 4, 2024
KINGSWOOD CAPITAL PARTNERS, LLC
BD
CRD#: 288898
New York, NY
Past
February 23, 2021 - January 6, 2022
FOUR POINTS CAPITAL PARTNERS LLC
BD
CRD#: 43149
NEW YORK, NY
Past
November 3, 2016 - December 4, 2020
FIRST AVENUE
BD
CRD#: 145860
NEW YORK, NY
Past
August 24, 2016 - November 4, 2016
NEXPOINT SECURITIES, INC.
BD
CRD#: 165013
DALLAS, TX
Past
June 16, 2014 - October 7, 2016
NEXBANK SECURITIES INC
BD
CRD#: 133267
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/12/2024)
RR
Alaska(2/20/2024)
RR
Arizona(9/10/2024)
RR
Arkansas(5/9/2024)
RR
California(1/12/2024)
RR
Colorado(5/9/2024)
RR
Connecticut(8/2/2024)
RR
Delaware(8/2/2024)
RR
District of Columbia(8/2/2024)
RR
Florida(8/2/2024)
RR
Georgia(8/5/2024)
RR
Hawaii(9/3/2024)
RR
Idaho(8/2/2024)
RR
Indiana(8/2/2024)
RR
Iowa(8/9/2024)
RR
Kansas(8/1/2024)
RR
Kentucky(8/7/2024)
RR
Louisiana(8/20/2024)
RR
Maine(8/2/2024)
RR
Maryland(9/19/2024)
RR
Massachusetts(8/2/2024)
RR
Michigan(9/23/2024)
RR
Minnesota(8/1/2024)
RR
Mississippi(8/1/2024)
RR
Missouri(11/19/2024)
RR
Montana(8/5/2024)
RR
Nebraska(8/29/2024)
RR
Nevada(8/1/2024)
RR
New Hampshire(10/9/2024)
RR
New Jersey(8/1/2024)
RR
New Mexico(8/2/2024)
RR
New York(12/21/2023)
RR
North Carolina(8/6/2024)
RR
North Dakota(8/5/2024)
RR
Ohio(8/1/2024)
RR
Oklahoma(8/7/2024)
RR
Oregon(8/1/2024)
RR
Pennsylvania(1/30/2024)
RR
Puerto Rico(8/20/2024)
RR
Rhode Island(8/2/2024)
RR
South Carolina(9/3/2024)
RR
South Dakota(8/1/2024)
RR
Tennessee(8/2/2024)
RR
Texas(8/2/2024)
RR
Utah(8/5/2024)
RR
Vermont(8/1/2024)
RR
Virgin Islands(8/6/2024)
RR
Virginia(8/8/2024)
RR
Washington(8/2/2024)
RR
West Virginia(8/5/2024)
RR
Wisconsin(8/1/2024)
RR
Wyoming(8/6/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 6/9/2022
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BA SECURITIES, LLC
BA SECURITIES, LLC | BLACKWOLF ADVISORS, LLC | BLACKWOLF ADVISORS
CRD#: 153489 / SEC#: , 8-68545
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428
Mailing Address
Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428
Phone number
(877) 738-5841
Established
Pennsylvania since 01/25/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
