Nelson M. Chikusa
Professional summary
Nelson M. Chikusa, who also goes by Nelson M Chikusa, is a registered financial professional currently at BA SECURITIES, LLC located in New York, New York.
Nelson is registered as a RR (Registered Representative) and started their career in finance in 2014. Nelson has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nelson M. Chikusa's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2024 - Present
BA SECURITIES, LLC
Office #1: 300 Park Avenue 16th Floor, New York, NY, 10022February 22, 2022 - June 13, 2024
MORGAN STANLEY
February 2, 2022 - June 13, 2024
MORGAN STANLEY
May 20, 2014 - March 23, 2018
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/1/2024)
(8/1/2024)
Exams
Series 7TO
Date: 2/1/2022
General Securities Representative ExaminationFINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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