MC
Megan E. Constantine
ELEVATION
Charlotte, NC 28211
Some features on this profile are disabled
CRD#: 6302888
MC
Professional summary
Megan Elizabeth Constantine, who also goes by Megan Elizabeth Barnum, is a registered financial professional currently at ELEVATION, LLC located in Charlotte, North Carolina.
Megan is registered as a RR (Registered Representative) and started their career in finance in 2014. Megan has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Megan Elizabeth Barnum
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Megan Elizabeth Constantine's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 9, 2025 - Present
ELEVATION, LLC
Office #1: 6836 Carnegie Boulevard Suite 240, Charlotte, NC 28211BD
CRD#: 140341
Charlotte, NC
Past
September 1, 2021 - October 23, 2025
FORGE SECURITIES LLC
BD
CRD#: 134596
SAN FRANCISCO, CA
Past
March 29, 2018 - August 3, 2021
COHEN & STEERS SECURITIES, LLC
BD
CRD#: 29258
NEW YORK, NY
Past
May 14, 2014 - March 7, 2018
WILLIAM BLAIR
BD
CRD#: 1252
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/9/2025)
RR
Alaska(10/9/2025)
RR
Arizona(10/9/2025)
RR
Arkansas(10/9/2025)
RR
California(10/9/2025)
RR
Colorado(10/9/2025)
RR
Connecticut(10/9/2025)
RR
Delaware(10/9/2025)
RR
District of Columbia(10/9/2025)
RR
Florida(10/9/2025)
RR
Georgia(10/9/2025)
RR
Hawaii(10/9/2025)
RR
Idaho(10/9/2025)
RR
Illinois(10/9/2025)
RR
Indiana(10/9/2025)
RR
Iowa(10/9/2025)
RR
Kansas(10/9/2025)
RR
Kentucky(10/9/2025)
RR
Louisiana(10/9/2025)
RR
Maine(10/9/2025)
RR
Maryland(10/9/2025)
RR
Massachusetts(10/9/2025)
RR
Michigan(10/9/2025)
RR
Minnesota(10/9/2025)
RR
Mississippi(10/9/2025)
RR
Missouri(10/9/2025)
RR
Montana(10/9/2025)
RR
Nebraska(10/9/2025)
RR
Nevada(10/9/2025)
RR
New Hampshire(10/9/2025)
RR
New Jersey(10/9/2025)
RR
New Mexico(10/9/2025)
RR
New York(10/9/2025)
RR
North Carolina(10/9/2025)
RR
North Dakota(10/9/2025)
RR
Oklahoma(10/9/2025)
RR
Oregon(10/9/2025)
RR
Pennsylvania(10/9/2025)
RR
Puerto Rico(10/9/2025)
RR
Rhode Island(10/9/2025)
RR
South Carolina(10/9/2025)
RR
South Dakota(10/9/2025)
RR
Tennessee(10/9/2025)
RR
Texas(10/9/2025)
RR
Utah(10/9/2025)
RR
Vermont(10/9/2025)
RR
Virgin Islands(10/9/2025)
RR
Virginia(10/9/2025)
RR
Washington(10/9/2025)
RR
West Virginia(10/9/2025)
RR
Wisconsin(10/9/2025)
RR
Wyoming(10/9/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EL
ELEVATION, LLC
ELEVATION SECURITIES | ELEVATION, LLC
CRD#: 140341 / SEC#: , 8-67306
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
6836 Carnegie Boulevard Suite 240, Charlotte, NC 28211
Mailing Address
6836 Carnegie Boulevard Suite 240, Charlotte, NC 28211
Phone number
(704) 926-1100
Established
North Carolina since 12/27/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHEEHAN, PATRICK JAMES | MANAGING MEMBER | 2053134 |
| SARAH TRENT HARRIS IRREVOCABLE FAMILY TRUST | PASSIVE INVESTOR | |
| BARTON ASSET MANAGEMENT, LLC | PASSIVE INVESTOR | |
| CARTER III, WARREN SMOOT | PARTNER | 6751824 |
| HARRIS, MATTHEW CARTER | TRUSTEE | 6178227 |
| LUCAS, CLAIRE TOURNE | PASSIVE INVESTOR | |
| LUCAS, HAINES DEMAREST | PASSIVE INVESTOR | |
| LUCAS, JOSIAH CHARLES TRENT | TRUSTEE | 6178218 |
| PEAK6 INVESTMENTS, L.P. | PASSIVE INVESTOR | |
| PETERSON, KELSEY CARL III | REGISTERED OPTIONS PRINCIPAL | 6684459 |
| SHEEHAN, JOHN MICHAEL BYRNE | PARTNER, CEO | 2272269 |
| SILVER, SCOTT MICHAEL | CHIEF COMPLIANCE OFFICER - CCO | 2290261 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
