Lee T. Mann

LYON WEALTH ADVISORS

CHARLOTTE, NC 28217

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CRD#: 6296619

Professional summary

Lee Thomas Mann, CFP®, who also goes by Lee T Mann, is a registered financial advisor currently at LYON WEALTH ADVISORS located in Charlotte, North Carolina.

Lee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Lee has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lee T Mann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF BUSINESS: POA - Mother INVESTMENT-RELATED: ADDRESS: Charlotte NC START DATE: 1/2021 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lee Thomas Mann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 1, 2024 - Present

LYON WEALTH ADVISORS

Office #1: 8816 Red Oak Blvd. Suite 140, Charlotte, NC 28217

RIA

CRD#: 325041

CHARLOTTE, NC

Past

October 18, 2017 - August 8, 2024

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

CHARLOTTE, NC

Past

March 5, 2014 - August 8, 2024

VANGUARD MARKETING CORPORATION

CRD#: 7452

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LYON WEALTH ADVISORS

LYON WEALTH ADVISORS | LYON WEALTH ADVISORS GROUP, LLC

CRD#: 325041 / SEC#: 801-133992

RIA

Registered Investment Advisory firm - (7/24/2025 Approved)

North Carolina

Registered Investment Advisory firm - (8/27/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/12/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(8/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/13/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/5/2014

General Securities Representative Examination

Current Firm

LYON WEALTH ADVISORS

LYON WEALTH ADVISORS | LYON WEALTH ADVISORS GROUP, LLC

CRD#: 325041 / SEC#: 801-133992

RIA

Registered Investment Advisory firm - (7/24/2025 Approved)

North Carolina

Registered Investment Advisory firm - (8/27/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/12/2025 Terminated)

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Contact information

Main Address

8816 Red Oak Blvd. Suite 140, Charlotte, NC 28217

Mailing Address

Phone number

(704) 424-9780

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LYON WEALTH ADVISORS - FORM ADV PART 2A INITIAL SEC (JUNE 2025) (6/26/2025)

LYON WEALTH ADVISORS FORM ADV PART 2A (3/31/2025)

LYON WEALTH ADVISORS - WESLEY LYON PART 2B (3/31/2025)

LYON WEALTH ADVISORS - LIAM FITZGERALD PART 2B (3/31/2025)

LYON WEALTH ADVISORS - LEE MANN PART 2B (3/31/2025)

Regulatory assets under management

Total Number of Accounts	495
AUM (Assets Under Management)	$ 198,389,898

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lee T. Mann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lee Thomas Mann's CRS (Customer Relationship Summary).

Certified licenses

Experience

LYON WEALTH ADVISORS

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

LYON WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 3/13/2014

SIE

Date: 10/1/2018

Series 7

Date: 3/5/2014

Current Firm

LYON WEALTH ADVISORS

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LYON WEALTH ADVISORS

TRUST BUT VERIFY

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