TM
Tressia M. Marino
KESTRA ADVISORY SERVICES
Lemoyne, PA 17043
Some features on this profile are disabled
CRD#: 6279789
TM
Professional summary
Tressia Mae Marino, who also goes by Tressia Mae Dayton, Tressia Mae Pankewicz, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Lemoyne, Pennsylvania and KESTRA INVESTMENT SERVICES, LLC located in Lemoyne, Pennsylvania.
Tressia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Tressia has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tressia Mae Dayton | Tressia Mae Pankewicz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: KESTRA ADVISORY SERVICE POS: Kestra Financial Advisor NOB: Registered rep activities through Kestra Investment Services INV REL: Yes NUMBER OF HOURS: 152 SECURITIES TRADING HOURS: 132 START DATE: 06/18/2021 ADDRESS: 5707 Sykewax Parkway, Bldg 2, Suite 400, Austin TX 78735 DESC: I will be meeting with clients, and prospects, to discuss investments, financial plans, financial needs and priorities, present solutions offered through Kestra and other third party partners. Business Name: QUESTMONT STRATEGIC WEALTH ADVISORS POS: a member of Questmont. A Independent financial advisor NOB: Registered rep activities through Kestra Investment Services INV REL: Yes NUMBER OF HOURS: 152 SECURITIES TRADING HOURS: 132 START DATE: 06/18/2021 ADDRESS: 1200 Camp Hill Bypass, Camp Hill PA 17011 DESC: I will be handling investment clients, their investments, marketing to prospects, running financial plans, Business Name: CHOICES HEALTHCARE INVESTMENT COMMITTEE POS: Committee Member NOB: Committee member INV REL: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/18/2024 ADDRESS: 1320 Linglestown Rd, Harrisburg PA 17110 DESC: As a committee member, I will be serving to help oversee investment policies, advisor selection, strategy and fund performance to ensure the best possible outcome. The time required will be attending quarterly zoom calls. Business Name: BODEN WEALTH POS: Financial Advisor NOB: Insurance INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 11/01/2024 ADDRESS: 1027 Mumma Rd, Lemoyne PA 17043 DESC: I will be handling investment clients, their investments, marketing to clients and prospects, and running financial plans.
CRS (Client Relationship Summary) - RIA
Click below to view Tressia Mae Marino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 18, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1027 Mumma Road, Lemoyne, PA 17043RIA
CRD#: 283330
Lemoyne, PA
Current
June 18, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1027 Mumma Road, Lemoyne, PA 17043BD
CRD#: 42046
Lemoyne, PA
Past
June 17, 2019 - June 30, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
CAMP HILL, PA
Past
June 17, 2019 - June 30, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
CAMP HILL, PA
Past
February 21, 2014 - June 19, 2019
MORGAN STANLEY
RIA
CRD#: 149777
CAMP HILL, PA
Past
January 27, 2014 - June 19, 2019
MORGAN STANLEY
BD
CRD#: 149777
CAMP HILL, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/18/2021)
RR
California(6/18/2021)
RR
Colorado(6/18/2021)
RR
Delaware(6/18/2021)
RR
District of Columbia(7/31/2024)
RR
Florida(6/18/2021)
RR
Illinois(4/7/2022)
RR
Kansas(6/18/2021)
RR
Maryland(6/18/2021)
RR
Massachusetts(1/8/2024)
RR
Michigan(6/18/2021)
RR
Missouri(6/18/2021)
RR
Montana(4/8/2022)
RR
New Jersey(9/30/2021)
RR
New York(6/18/2021)
RR
North Carolina(1/6/2022)
RR
Ohio(1/8/2024)
RR
Pennsylvania(6/18/2021)
IAR
Pennsylvania(6/18/2021)
RR
Texas(9/30/2021)
RR
Utah(6/18/2021)
RR
Virginia(9/28/2021)
RR
Washington(6/18/2021)
RR
West Virginia(6/18/2021)
RR
Wisconsin(6/18/2021)
RR
Wyoming(10/28/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
