Joshua J. Grassel
STRATEGIC ADVISERS LLC | Financial Consultant
BERKELEY, CA
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CRD#: 6279417
Professional summary
Joshua Joseph Grassel, who also goes by Joshua Joseph Grassel, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Berkeley, California and FIDELITY BROKERAGE SERVICES LLC located in Berkeley, California.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Joshua has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
In my role as a Financial Consultant with Fidelity, I partner with our high net worth clients and their families to work towards achieving their financial goals. I leverage my experience in the financial services industry, along with the planning tools and resources Fidelity provides, to enable clients to make informed decisions with their finances. I help clients develop, maintain, and update their financial plan, as their needs and objectives change over time.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joshua Joseph Grassel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Joseph Grassel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of California, Santa Cruz
Bachelor of Arts (BA), Psychology - Business Management Economics, Behavioral Psychology
2010
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1995 University Ave Ste 120, Berkeley, CA 94704-1049RIA
CRD#: 104555
BERKELEY, CA
Current
February 11, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1995 University Ave - Ste 120, Berkeley, CA 94704BD
CRD#: 7784
BERKELEY, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BERKELEY, CA
Past
February 13, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BERKELEY, CA
Past
March 20, 2014 - December 12, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CAMPBELL, CA
Past
February 20, 2014 - December 12, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
CAMPBELL, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/7/2019)
RR
California(2/11/2015)
IAR
California(3/31/2025)
RR
Colorado(12/2/2024)
RR
Delaware(1/7/2019)
RR
District of Columbia(11/19/2021)
RR
Florida(5/14/2020)
RR
Georgia(7/17/2023)
RR
Hawaii(12/6/2023)
RR
Illinois(6/10/2016)
RR
Kansas(1/6/2025)
RR
Louisiana(1/6/2023)
RR
Maryland(5/19/2023)
RR
Massachusetts(5/19/2023)
RR
Michigan(1/10/2022)
RR
Minnesota(8/8/2020)
RR
Nebraska(9/29/2023)
RR
Nevada(2/11/2015)
RR
New Jersey(8/8/2020)
RR
New Mexico(4/24/2020)
RR
New York(9/19/2019)
RR
North Carolina(8/27/2020)
RR
Ohio(10/3/2022)
RR
Oregon(2/11/2015)
RR
Pennsylvania(4/20/2021)
RR
South Carolina(8/14/2023)
RR
Tennessee(7/28/2023)
RR
Texas(2/22/2018)
IAR
Texas(3/31/2025)
RR
Utah(8/8/2020)
RR
Virginia(4/27/2017)
RR
Washington(8/17/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Berkeley, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
