John D. Engstrom
STRATEGIC ADVISERS LLC | Financial Consultant
TIBURON, CA
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CRD#: 6277560
Professional summary
John David Engstrom, who also goes by John David Engstrom, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Tiburon, California and FIDELITY BROKERAGE SERVICES LLC located in Larkspur, California.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. John has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
As a Financial Consultant, I use a disciplined approach to understanding my clients personal and financial goals, then guide them through a process of analyzing their current state. From this diagnostic, together we craft and implement a plan toward achieving their definition of success. We then monitor and update the plan to ensure they stay on track towards their goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John David Engstrom
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John David Engstrom's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
San Diego State University
Master of Business Administration (MBA) - Business Administration
2003
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 601 Larkspur Landing Circle, Larkspur, CA 94939RIA
CRD#: 104555
TIBURON, CA
Current
June 13, 2016 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 601 Larkspur Landing Circle, Larkspur, CA 94939BD
CRD#: 7784
Larkspur, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
LARKSPUR, CA
Past
June 29, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
LARKSPUR, CA
Past
February 19, 2014 - May 20, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
SAN FRANCISCO, CA
Past
January 28, 2014 - May 20, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/8/2018)
RR
California(6/13/2016)
IAR
California(3/31/2025)
RR
Colorado(3/31/2020)
RR
Connecticut(10/8/2021)
RR
Florida(7/30/2018)
RR
Georgia(11/16/2020)
RR
Hawaii(12/15/2016)
RR
Idaho(3/1/2024)
RR
Illinois(6/13/2016)
RR
Maine(8/8/2020)
RR
Massachusetts(4/23/2020)
RR
Michigan(10/21/2019)
RR
Minnesota(4/23/2020)
RR
Missouri(6/2/2022)
RR
Nevada(8/13/2021)
RR
New Jersey(8/8/2020)
RR
New York(1/16/2020)
RR
North Carolina(4/23/2020)
RR
Ohio(7/22/2024)
RR
Oregon(3/8/2018)
RR
South Carolina(6/2/2022)
RR
Tennessee(3/4/2022)
RR
Texas(2/7/2019)
IAR
Texas(3/31/2025)
RR
Vermont(8/13/2021)
RR
Virginia(3/4/2022)
RR
Washington(1/25/2018)
RR
Wisconsin(6/13/2016)
RR
Wyoming(9/15/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Tiburon, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
