SJ
Shafiq Jadavji
CETERA INVESTMENT ADVISERS LLC
ATLANTA, GA 30339
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CRD#: 6274665
SJ
Professional summary
Shafiq Jadavji is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Atlanta, Georgia and CETERA WEALTH SERVICES, LLC located in Atlanta, Georgia.
Shafiq is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Shafiq has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START: 1/2014 APX # OF HRS/WK & DUR TRD HRS: 20 TITLE: INSURANCE AGENT DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, & LONG-TERM CARE 2) NAME OF OTHER BUSINESS: LIFE SETTLEMENT BUSINESS INVESTMENT RELATED: NO SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LIFE SETTLEMENT START: 8/2020 APX # OF HRS/WK & DUR TRD HRS: VARIES TITLE: INSURANCE AGENT DUTIES: SELLS LIFE SETTLEMENTS THROUGH WELCOME FUNDS, INC. 3) NAME OF OTHER BUSINESS: JOHNS CREEK CRICKET ASSOCIATION INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TO PROMOTE SPORT OF CRICKET IN CITY OF JOHNS CREEK START: 3/2020 TITLE: PRESIDENT APX # OF HRS/WK: 3 APX # OF HRS DURING TRD HRS: MINIMAL DUTIES: OVERSEE THE OVERALL STRATEGIC DIRECTION AND DEVELOPMENT OF THE SPORT OF CRICKET IN JOHNS CREEK. 4) NAME OF OTHER BUSINESS: 60 FINANCIAL INVESTMENT RELATED: YES ADDRESS: 2000 RIVEREDGE PARKWAY, SUITE 1010 NATURE OF BUSINESS: FINANCIAL SERVICES START: 7/2019 TITLE: FINANCIAL ADVISORY APX # OF HRS/WK & DUR TRD HRS: 40 DUTIES: FOUNDER & CEO ; 5) NAME OF OTHER BUSINESS: INDO-AMERICAN CHAMBER OF COMMERCE, INVESTMENT RELATED: NO, ADDRESS: 5 CONCOURSE PARKWAY, SUITE 805, ATLANTA, GA 30328, NATURE OF BUSINESS: NETWORK OF DIVERSE BUSINESS & PROFESSIONALS WORKING TOGETHER TO BUILD A HEALTHY ECONOMY AND IMPROVE QUALITY OF LIFE IN THE COMMUNITY, START: 3/2022, TITLE: BOARD OF DIRECTORS MEMBER, APX # OF HRS/WK & DUR TRD HRS: 2, DUTIES: ASSIST THE INDO-AMERICAN CHAMBER OF COMMERCE PLAN & EXECUTE STRATEGIC INITIATIVES TO FULFILL PURPOSE OF THE ORGANIZATION; 6) NAME OF OTHER BUSINESS: JOHNS CREEK POLICE DEPARTMENT- COMMUNITY AMBASSADOR TEAM (CAT); INVESTMENT RELATED: NO; ADDRESS: 11360 LAKEFIELD DRIVE JOHNS CREEK, GA 30097 NATURE OF BUSINESS: COMMUNITY ORGANIZATION; START: 5/2022; TITLE: COMMITTEE MEMBER; APX # OF HRS/WK & DUR TRD HRS: 1; DUTIES: PROVIDE INPUT TO CULTIVATE POSITIVE POLICE-COMMUNITY RELATIONS; 7) NAME OF OTHER BUSINESS: JOHNS CREEK RECREATION & PARKS ADVISORY COMMITTEE (RPAC); INVESTMENT RELATED: NO; ADDRESS: 11360 LAKEFIELD DRIVE JOHNS CREEK, GA 30097 NATURE OF BUSINESS: COMMUNITY ORGANIZATION; START : 3/2018; TITLE: COMMITTEE MEMBER; APX # OF HRS/WK & DUR TRD HRS: 1; DUTIES: PROVIDE INPUT TO IMPROVE ATHLETIC PROGRAM ACTIVITIES & CREATE HEALTHIER LIFESTYLES; 8) NAME OF OTHER BUSINESS: JOHNS CREEK PUBLIC SAFETY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 11360 LAKEFIELD DR, JOHNS CREEK, GA 30097; NATURE OF BUSINESS: BOARD; START: 1/2023; TITLE: BOARD MEMBER; APX # OF HRS/WK & DUR TRD HRS:1; DUTIES: WORK WITH POLICE & FIRE CHIEFS TO UNDERSTAND NEEDS OF DEPARTMENTS & INCREASE COMMUNITY AWARENESS; 9) NAME OF OTHER BUSINESS: JOHNS CREEK SYMPHONY ORCHESTRA (JCSO); INVESTMENT RELATED: NO; ADDRESS: 11877 DOUGLAS RD, SUITE 102-294, JOHNS CREEK, GA 30005; NATURE OF BUSINESS: BOARD; START: 7/2023; TITLE: BOARD MEMBER; APX # OF HRS/WK & DUR TRD HRS: 2; DUTIES: OVERSEE OPERATIONS, PERFORMANCE, PLANNING, & STRATEGIC DIRECTION OF THE JOHNS CREEK SYMPHONY ORCHESTRA; 10) NAME OF OTHER BUSINESS: COMMITTEE TO ELECT SHAFIQ; INVESTMENT RELATED: NO; ADDRESS: 11877 DOUGLAS ROAD SUITE 102316 JOHNS CREEK, GA 30005; NATURE OF BUSINESS: ELECTION CAMPAIGN; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: CITY COUNCIL MEMBER CANDIDATE; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: RUNNING FOR CITY COUNCIL ELECTIONS IN JOHNS CREEK THIS NOVEMBER;
CRS (Client Relationship Summary) - RIA
Click below to view Shafiq Jadavji's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 20, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 6425 Powers Ferry Road Ste 290, Atlanta, GA 30339Office #2: 2602 Addison Lane, Johns Creek, GA 30005RIA
CRD#: 105644
ATLANTA, GA
Current
August 10, 2020 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 6425 Powers Ferry Road Ste 290, Atlanta, GA 30339BD
CRD#: 13572
Atlanta, GA
Past
May 20, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
JOHNS CREEK, GA
Past
August 10, 2020 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
JOHNS CREEK, GA
Past
February 18, 2014 - August 26, 2020
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
Atlanta, GA
Past
December 26, 2013 - August 26, 2020
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
Atlanta, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/28/2020)
RR
Arkansas(1/7/2025)
RR
California(8/28/2020)
RR
District of Columbia(8/28/2020)
RR
Florida(8/28/2020)
RR
Georgia(8/10/2020)
IAR
Georgia(3/20/2023)
RR
New Jersey(8/10/2020)
RR
New York(8/28/2020)
RR
Texas(8/10/2020)
IAR
Texas(6/29/2023)
RR
Virginia(8/28/2020)
RR
Wisconsin(8/28/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
