DL
Derrick A. Longo
EXENCIAL WEALTH ADVISORS
Huntersville, NC 28078
Some features on this profile are disabled
CRD#: 6269598
DL
Professional summary
Derrick Anthony Longo is a registered financial advisor currently at EXENCIAL WEALTH ADVISORS located in Huntersville, North Carolina.
Derrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Derrick has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Derrick has ownership in Charlotte Commercial Cleaners since 06/2018. Mr. Longo received $0.00 in 2022 and 2023 from Charlotte Commercial Cleaners. 2) Derrick owns the following rental properties. 1107/1109 Lane Street Kannapolis NC 28083 - Purchased 11/2019 526 Carolyn Ave Kannapolis NC 28083 - Purchased 08/2021 1102 Lane Street Kannapolis NC 28083 - Purchased 07/2022 1008 Mable Ave, Kannapolis NC 28083 - Purchased 2/2023 1102 Lane Street Kannapolis NC 28269 - Purchased 1/2024 Derrick typically spends about 10 hours a month in maintenance on the properties. He receives compensation through his ownership of the rental properties. This compensation accounts for approximately 25% of his annual income.
CRS (Client Relationship Summary) - RIA
Click below to view Derrick Anthony Longo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 25, 2020 - Present
EXENCIAL WEALTH ADVISORS
Office #1: 13801 Reese Boulevard Suite 155, Huntersville, NC 28078RIA
CRD#: 130475
Huntersville, NC
Past
November 1, 2016 - November 6, 2020
INTERCAROLINA FINANCIAL SERVICES, INC.
RIA
CRD#: 19475
HUNTERSVILLE, NC
Past
November 1, 2016 - November 6, 2020
INTERCAROLINA FINANCIAL SERVICES, INC.
BD
CRD#: 19475
GREENSBORO, NC
Past
July 31, 2014 - October 27, 2016
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CHARLOTTE, NC
Past
April 10, 2014 - October 27, 2016
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CHARLOTTE, NC
Past
December 20, 2013 - March 13, 2014
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
MELVILLE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
EXENCIAL WEALTH ADVISORS
BURNS ADVISORY GROUP | EXENCIAL WEALTH ADVISORS, LLC | EXENCIAL WEALTH ADVISORS | BURNS WEALTH MANAGEMENT, INC. | BURNS WEALTH MANAGEMENT INC. | BURNS ADVISORY GROUP/EXECUTIVE FINANCIAL GROUP
CRD#: 130475 / SEC#: 801-62789
RIA
Registered Investment Advisory firm - (2/9/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/30/2020)
IAR
Colorado(3/30/2023)
IAR
Connecticut(11/27/2020)
IAR
Florida(9/27/2023)
IAR
Louisiana(11/3/2023)
IAR
Michigan(4/3/2023)
IAR
New York(11/1/2023)
IAR
North Carolina(11/25/2020)
IAR
Ohio(4/8/2024)
IAR
Oklahoma(11/30/2020)
IAR
Pennsylvania(6/6/2025)
IAR
South Carolina(11/25/2020)
IAR
Texas(11/30/2020)
IAR
Virginia(3/31/2023)
IAR
Washington(3/30/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
EW
EXENCIAL WEALTH ADVISORS
BURNS ADVISORY GROUP | EXENCIAL WEALTH ADVISORS, LLC | EXENCIAL WEALTH ADVISORS | BURNS WEALTH MANAGEMENT, INC. | BURNS WEALTH MANAGEMENT INC. | BURNS ADVISORY GROUP/EXECUTIVE FINANCIAL GROUP
CRD#: 130475 / SEC#: 801-62789
RIA
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Contact information
Main Address
9108 N. Kelley Avenue, Oklahoma City, OK 73131
Mailing Address
Phone number
(405) 478-1971
Established
Firm type
Fiscal year end
# of Employees
117
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,357 |
| AUM (Assets Under Management) | $ 5,301,377,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 | ||
| 08/27/2024 | ||
| 11/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
