Brian Walsh
CFP®Professional Summary
Brian Walsh, CFP®, who also goes by Brian Patrick Walsh, Brian Walsh Jr, Brian Walsh Jr., is a registered financial advisor currently at THE ASCENT GROUP, LLC located in Wayne, Pennsylvania. Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Brian has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brian Patrick Walsh, Brian Walsh Jr, Brian Walsh Jr.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
ACITO & PAOLINI | WALSH & NICHOLSON | VESTED ADVISORS | THE ASCENT GROUP, LLC | SUMMIT GROUP OF VIRGINIA | SUMMIT GROUP 401K CONSULTING | ONE STOP FINANCIAL SERVICES | FINWELL CONNECT | ALERA GROUP WEALTH SERVICES | ALERA GROUP RETIREMENT PLAN SERVICES
Contact Information
Main Address
192 Ballard Court Suite 400, Virginia Beach, VA 23462Phone Number
(757) 499-8300# of Employees
44SEC notice filing (29 States and Territories)
Registered to provide investment advisory services in 29 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
8,449AUM (Assets Under Management)
$4,760,597,948Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ACITO & PAOLINI | WALSH & NICHOLSON | VESTED ADVISORS | THE ASCENT GROUP, LLC | SUMMIT GROUP OF VIRGINIA | SUMMIT GROUP 401K CONSULTING | ONE STOP FINANCIAL SERVICES | FINWELL CONNECT | ALERA GROUP WEALTH SERVICES | ALERA GROUP RETIREMENT PLAN SERVICES
State Registrations and Notice Filings
(5/14/2021)
(5/14/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 2013About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Brian Walsh's CRS (Customer Relationship Summary).
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