Brian Walsh
Professional summary
Brian Walsh, CFP®, who also goes by Brian Patrick Walsh, Brian Walsh Jr, Brian Walsh Jr., is a registered financial advisor currently at THE ASCENT GROUP, LLC located in Wayne, Pennsylvania.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Brian has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian Walsh's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021
Experience
May 14, 2021 - Present
THE ASCENT GROUP, LLC
Office #1: 119 W Wayne Ave, Wayne, PA 19087August 23, 2024 - May 26, 2026
OSAIC WEALTH, INC.
February 1, 2023 - August 23, 2024
TRIAD ADVISORS LLC
June 9, 2017 - November 5, 2021
AMERITAS INVESTMENT COMPANY, LLC
May 4, 2017 - January 27, 2023
AMERITAS INVESTMENT COMPANY, LLC
November 20, 2013 - May 1, 2017
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
THE ASCENT GROUP, LLC
CRD#: 314424 / SEC#: 801-121182
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/14/2021)
(5/14/2021)
Exams
Current Firm
THE ASCENT GROUP, LLC
CRD#: 314424 / SEC#: 801-121182
Contact information
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,304 |
| AUM (Assets Under Management) | $ 4,933,296,606 |
Red Flags
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