Erik R. Schuster

PROPER FINANCIAL

Wayne, PA 19087

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CRD#: 6267034

Professional summary

Erik Richard Schuster, CFP®, who also goes by Erik Schuster, is a registered financial advisor currently at PROPER FINANCIAL, LLC located in Wayne, Pennsylvania.

Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Erik has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Erik Schuster

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Proper Retirement, LLC; Not-investment related; 217 Dorset Road, Devon, PA 19333; Insurance Sales; Implementations of insurance recommendations; approximately 20 hours/month; 20 hours/month during securities trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Richard Schuster's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

March 26, 2024 - Present

PROPER FINANCIAL, LLC

Office #1: 744 W Lancaster Avenue Suite 220, Wayne, PA 19087

RIA

CRD#: 329499

Wayne, PA

Past

March 30, 2021 - March 18, 2024

THRIVE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 281347

Fort Washington, PA

Past

October 1, 2019 - March 12, 2021

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

MALVERN, PA

Past

August 25, 2015 - March 12, 2021

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/4/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/25/2015

General Securities Representative Examination

Current Firm

PROPER FINANCIAL, LLC

PROPER FINANCIAL, LLC | PROPER RETIREMENT, LLC

CRD#: 329499 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (3/25/2024 Approved)

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Contact information

Main Address

744 W Lancaster Avenue Suite 220, Wayne, PA 19087

Mailing Address

Phone number

(610) 350-1602

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	160
AUM (Assets Under Management)	$ 39,050,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Erik R. Schuster

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Richard Schuster's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROPER FINANCIAL, LLC

THRIVE CAPITAL MANAGEMENT, LLC

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 9/4/2015

SIE

Date: 10/1/2018

Series 7

Date: 8/25/2015

Current Firm

PROPER FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PROPER FINANCIAL, LLC

TRUST BUT VERIFY

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