Gentian Plaku

SOFI WEALTH LLC

Claymont, DE 19703

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CRD#: 6265202

Professional summary

Gentian Plaku, who also goes by Genti Plaku, is a registered financial advisor currently at SOFI WEALTH LLC located in Claymont, Delaware and SOFI SECURITIES LLC located in Greenville, Delaware.

Gentian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Gentian has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Genti Plaku

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Board Member for Manorlu Swim Club - Tax Exempt under 501(c), Local Swim Club in Dresher, PA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gentian Plaku's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 29, 2020 - Present

SOFI WEALTH LLC

Office #1: 650 Naamans Rd Suite 300, Claymont, DE 19703

RIA

CRD#: 167958

Claymont, DE

Current

September 29, 2020 - Present

SOFI SECURITIES LLC

Office #1: 500 Dupont Field Blvd St 100, Greenville, DE 19807

CRD#: 151717

Greenville, DE

Past

December 3, 2019 - September 17, 2020

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

PHILADELPHIA, PA

Past

December 3, 2019 - September 17, 2020

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PHILADELPHIA, PA

Past

January 2, 2019 - November 27, 2019

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

ELKINS PARK, PA

Past

November 20, 2018 - November 27, 2019

CITIZENS SECURITIES, INC.

CRD#: 39550

ELKINS PARK, PA

Past

August 25, 2014 - October 10, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

FLOURTOWN, PA

Past

May 8, 2014 - August 19, 2014

CITIZENS SECURITIES, INC.

CRD#: 39550

WILLOW GROVE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOFI WEALTH LLC

SOFI ADVISORS LLC | SOFI WEALTH LLC

CRD#: 167958 / SEC#: 801-78185

RIA

Registered Investment Advisory firm - (6/14/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/29/2020)

Alaska
(9/29/2020)

Arizona
(9/29/2020)

Arkansas
(9/29/2020)

California
(9/29/2020)

Colorado
(9/29/2020)

Connecticut
(9/29/2020)

Delaware
(9/29/2020)

IAR

Delaware
(10/13/2020)

District of Columbia
(9/29/2020)

Florida
(9/29/2020)

Georgia
(9/29/2020)

Hawaii
(9/29/2020)

Idaho
(9/29/2020)

Illinois
(9/29/2020)

Indiana
(9/29/2020)

Iowa
(9/29/2020)

Kansas
(9/29/2020)

Kentucky
(9/29/2020)

Louisiana
(9/29/2020)

Maine
(9/29/2020)

Maryland
(9/29/2020)

Massachusetts
(9/29/2020)

Michigan
(9/29/2020)

Minnesota
(9/29/2020)

Mississippi
(9/29/2020)

Missouri
(9/29/2020)

Montana
(9/29/2020)

Nebraska
(9/29/2020)

Nevada
(9/29/2020)

New Hampshire
(9/29/2020)

New Jersey
(9/29/2020)

New Mexico
(9/29/2020)

North Carolina
(9/29/2020)

North Dakota
(9/29/2020)

Ohio
(9/29/2020)

Oklahoma
(9/29/2020)

Oregon
(9/29/2020)

Pennsylvania
(9/29/2020)

Rhode Island
(9/29/2020)

South Carolina
(9/29/2020)

South Dakota
(9/29/2020)

Texas
(9/29/2020)

Utah
(9/29/2020)

Vermont
(9/29/2020)

Virginia
(9/29/2020)

Washington
(9/29/2020)

West Virginia
(9/29/2020)

Wisconsin
(9/29/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/28/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/2/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/11/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/8/2014

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/14/2024

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SOFI WEALTH LLC

SOFI ADVISORS LLC | SOFI WEALTH LLC

CRD#: 167958 / SEC#: 801-78185

RIA

Registered Investment Advisory firm - (6/14/2013 Approved)

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Contact information

Main Address

234 1st Street, San Francisco, CA 94105

Mailing Address

Phone number

(855) 525-7634

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOFI WEALTH ADV PART 2A (2/27/2025)

SOFI WEALTH ADV PART 2A APPENDIX 1 WRAP FEE BROCHURE (2/27/2025)

Regulatory assets under management

Total Number of Accounts	279,216
AUM (Assets Under Management)	$ 1,475,104,376

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gentian Plaku

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gentian Plaku's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOFI SECURITIES LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

CITIZENS SECURITIES, INC.

Primary Firm SEC Registration

SOFI WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/28/2018

Series 63

Date: 6/2/2014

SIE

Date: 10/1/2018

Series 7

Date: 3/11/2016

Series 6

Date: 5/8/2014

Series 24

Date: 6/14/2024

FINRA

Current Firm

SOFI WEALTH LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOFI WEALTH LLC

TRUST BUT VERIFY

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