GS
Gregg C. Stamler
KESTRA ADVISORY SERVICES
Kings Park, NY 11754
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CRD#: 6258885
GS
Professional summary
Gregg C Stamler is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Kings Park, New York and KESTRA INVESTMENT SERVICES, LLC located in Kings Park, New York.
Gregg is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Gregg has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: GCS Tax Service Investment Related: No Address: 80 East Main St. Kings Park NY 11754 Nature of Business: Tax/Accounting/CPA Position, Title or Relationship: Owner Start Date: 1/10/2014 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: I prepare individual income tax returns for approximately 300 clients. Most of my business is performed during the months of January to April.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Main Street Financial Group Investment Related: Yes Address: 80 East Main Street Kings Park NY 11754 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: registered rep Start Date: 5/1/2014 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: meet with clients. investment research. paperwork. and marketingBusiness Name: NY City Fire Department Investment Related: No Address: 9 MetroTech Center Brooklyn NY 11201 Nature of Business: Other Other/None of the Above Fire Fighting Position, Title or Relationship: Battalion Cheif Start Date: 5/8/1993 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Supervision of Fire House
CRS (Client Relationship Summary) - RIA
Click below to view Gregg C Stamler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 80 East Main St., Kings Park, NY 11754RIA
CRD#: 283330
Kings Park, NY
Current
November 21, 2013 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 80 East Main St, Kings Park, NY 11754BD
CRD#: 42046
Kings Park, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/13/2024)
RR
Illinois(6/10/2020)
RR
New Hampshire(11/2/2016)
RR
New Jersey(6/4/2025)
RR
New York(1/6/2014)
IAR
New York(6/22/2021)
RR
Texas(10/27/2023)
IAR
Texas(10/30/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Kings Park, NY 11754TRUST BUT VERIFY
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