Lauren Passarelli
Professional summary
Lauren Passarelli, CIMA®, who also goes by Lauren Christina Passarelli, is a registered financial professional currently at CAIS CAPITAL LLC located in Austin, Texas.
Lauren is registered as a RR (Registered Representative) and started their career in finance in 2013. Lauren has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lauren Passarelli's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2021 - Present
CAIS CAPITAL LLC
Office #1: 600 Congress Avenue, Suite 3200, Austin, TX 78701August 31, 2015 - April 13, 2021
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
October 31, 2013 - August 4, 2015
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/2021)
(4/16/2021)
Exams
FINRA
Current Firm
CAIS CAPITAL LLC
CRD#: 154512 / SEC#: , 8-68646
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPITAL INTEGRATION SYSTEMS LLC | PARENT/OWNER | |
| BROWN, MATTHEW CRAWFORD | CEO/MEMBER/EXECUTIVE REP. | 2160159 |
| COLLINS, MICHAEL PATRICK | CCO | 5366193 |
| KRZAK, ALEXANDER JACOB | POO | 6349160 |
| PARISE, JANICE DRU | FINOP/PFO | 2338583 |
| PREMSELAAR, MARC KLEIN | SENIOR MANAGING DIRECTOR | 5395973 |
| SHANNON, TIMOTHY BRIAN | PRESIDENT | 4461906 |
| WALKER, BRADLEY JAY | SENIOR MANAGING DIRECTOR | 5000838 |
Red Flags
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