Charles M. Fox
STRATEGIC ADVISERS LLC | Financial Consultant
PHOENIX, AZ
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CRD#: 6245285
Professional summary
Charles Mitten Fox, CFP®, who also goes by Charlie Mitten Fox, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Phoenix, Arizona and FIDELITY BROKERAGE SERVICES LLC located in Phoenix, Arizona.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Charles has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
I have been in the financial industry for over 9 years and have worked with clients and families like yours. I have a true passion for wealth planning and take pride in helping clients strive for their financial goals. Fidelity is a trusted brand in the financial industry providing options for all types of investors. I am laser focused on helping clients pursue their future.
Question & Answer
What are your service offerings?
Retirement Planning
Comprehensive Financial Planni...
Insurance Planning
Investment Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Charlie Mitten Fox
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Mitten Fox's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Education
Ohio University
Bachelor of Science (BS) - Liberal Arts
2010
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 3240 East Camelback Road, Phoenix, AZ 85018RIA
CRD#: 104555
PHOENIX, AZ
Current
March 17, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 3240 East Camelback Road, Phoenix, AZ 85018BD
CRD#: 7784
Phoenix, AZ
Past
March 26, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SCOTTSDALE, AZ
Past
January 24, 2020 - March 11, 2020
EDELMAN FINANCIAL ENGINES
RIA
CRD#: 104510
PHOENIX, AZ
Past
September 12, 2019 - November 5, 2019
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
SCOTTSDALE, AZ
Past
September 9, 2019 - November 5, 2019
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SCOTTSDALE, AZ
Past
September 13, 2016 - July 25, 2019
VANGUARD ADVISERS, INC.
RIA
CRD#: 106715
SCOTTSDALE, AZ
Past
June 15, 2015 - July 25, 2019
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
SCOTTSDALE, AZ
Past
December 17, 2013 - January 26, 2015
EDWARD JONES
RIA
CRD#: 250
SCOTTSDALE, AZ
Past
October 21, 2013 - January 26, 2015
EDWARD JONES
BD
CRD#: 250
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/23/2020)
IAR
Arizona(3/31/2025)
RR
Arkansas(1/25/2021)
RR
California(3/17/2020)
RR
Colorado(3/17/2020)
RR
Delaware(7/3/2024)
RR
Florida(4/9/2021)
RR
Georgia(6/5/2020)
RR
Illinois(3/17/2020)
RR
Indiana(1/19/2024)
RR
Kansas(12/4/2020)
RR
Kentucky(7/3/2024)
RR
Maine(7/3/2024)
RR
Maryland(7/3/2024)
RR
Massachusetts(5/4/2021)
RR
Michigan(3/4/2022)
RR
Minnesota(3/4/2022)
RR
Mississippi(11/12/2021)
RR
Missouri(6/3/2022)
RR
Nebraska(3/1/2024)
RR
Nevada(3/17/2020)
RR
New Hampshire(5/9/2022)
RR
New Mexico(3/10/2022)
RR
New York(4/20/2021)
RR
North Carolina(5/19/2023)
RR
Ohio(3/17/2020)
RR
Oklahoma(3/4/2022)
RR
Oregon(3/17/2020)
RR
Pennsylvania(7/31/2020)
RR
South Carolina(11/21/2022)
RR
Tennessee(3/4/2022)
RR
Texas(6/5/2020)
IAR
Texas(3/31/2025)
RR
Utah(3/17/2020)
RR
Vermont(9/9/2022)
RR
Virginia(5/6/2022)
RR
Washington(3/17/2020)
RR
Wisconsin(4/9/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Phoenix, AZTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
