Kathleen M. Persak
Professional summary
Kathleen Michele Persak, who also goes by Kathleen Michele Persak, is a registered financial professional currently at SIGNATURE ESTATE SECURITIES, LLC located in Tysons, Virginia.
Kathleen is registered as a RR (Registered Representative) and started their career in finance in 2015. Kathleen has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathleen Michele Persak's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 22, 2023 - Present
SIGNATURE ESTATE SECURITIES, LLC
Office #1: 1650 Tysons Blvd. Suite 1575, Tysons, VA 22102March 21, 2019 - August 24, 2023
OSAIC WEALTH, INC.
January 19, 2015 - March 28, 2019
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(8/22/2023)
(8/22/2023)
(8/22/2023)
Exams
FINRA
Current Firm
SIGNATURE ESTATE SECURITIES, LLC
CRD#: 18923 / SEC#: , 8-37065
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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