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CRD#: 18923
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SIGNATURE ESTATE SECURITIES, LLC is located at 2121 Avenue Of Stars Suite 1600, Los Angeles, CA 90067 and was first established at Los Angeles, Delaware in 02/14/2024. After operating for 1 years, SIGNATURE ESTATE SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SIGNATURE ESTATE SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. SIGNATURE ESTATE SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SIGNATURE ESTATE SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SIGNATURE ESTATE SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SIGNATURE ESTATE SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SIGNATURE ESTATE SECURITIES, LLC Comes From

Understanding the Statistics for SIGNATURE ESTATE SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
No Information
Firm Disclosures
Regulatory Event
2

FIRM INFORMATION

Main Address
2121 Avenue Of Stars Suite 1600, Los Angeles, CA 90067
Mailing Address
2121 Avenue Of Stars Suite 1600, Los Angeles, CA 90067
Firm Size
Medium
Phone Number
(310) 712-2323
Established
Delaware since 02/14/2024
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SEIA HOLDINGS LLC100% DIRECT OWNER SIGNATURE ESTATE SECURITIES LLC
MATRISIAN, MATTHEW JAMESPRESIDENT2507829
ROSEN, ERIC ZACHARYCHIEF COMPLIANCE OFFICER6181478
RUSSELL, SARAH DETLINGFINOP6727189

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Advisor's working at SIGNATURE ESTATE SECURITIES, LLC

Jami Lynne Merrell

Jami Lynne Merrell

Jami Lynne Hadelman, Jami Lynne Merrell
IAR
RR
CRD#: 5731124
Location:
Tysons, VA 22102
Company:
SEIA
Disclosures:
Experience:
15 years
View Profile
Gary Kendall Liska

Gary Kendall Liska

Gary K Liska
IAR
RR
CRD#: 2512188
AIF®: Accredited Investment FiduciaryCFP®: Certified Financial Planner
Location:
Los Angeles, CA 90067
Company:
SEIA
Disclosures:
Experience:
31 years
View Profile
Christopher Dixon Scott Hopkins

Christopher Dixon Scott Hopkins

Chris D-S Hopkins, Christopher D Hopkins, Christopher Dixon Scott Hopkins
IAR
RR
CRD#: 4996418
Location:
Yonkers, NY
Company:
SEIA
Disclosures:
Experience:
19 years
View Profile
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