Tom A. Mitchell
Professional summary
Tom Andre Mitchell JR., who also goes by Tom Andre Mitchell, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Killeen, Texas and FIRST COMMAND BROKERAGE SERVICES, INC. located in Killeen, Texas.
Tom is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Tom has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tom Andre Mitchell JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2015 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 3803 Levy Lane, Suite 104, Killeen, TX 76542October 8, 2013 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 3803 Levy Lane Suite 104, Killeen, TX 76542March 19, 2014 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/1/2023)
(12/1/2023)
Exams
FINRA
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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