Christopher Ma
Professional summary
Christopher Ma, who also goes by Chris Ma, is a registered financial professional currently at AXCELUS FINANCIAL DISTRIBUTION COMPANY located in Philadelphia, Pennsylvania.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2013. Christopher has worked at 2 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Ma's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 19, 2016 - Present
AXCELUS FINANCIAL DISTRIBUTION COMPANY
Office #1: 1650 Market Street 8th Floor, Philadelphia, PA 19103January 31, 2014 - November 25, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 19, 2013 - November 25, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/19/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
AXCELUS FINANCIAL DISTRIBUTION COMPANY
CRD#: 38383 / SEC#: , 8-48416
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
Red Flags
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