AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
KR

Kyle M. Ross

HAMILTON LANE SECURITIES LLC
Conshohocken, PA 19428
Some features on this profile are disabled
CRD#: 6232633
KR

Professional summary

Kyle Matthew Ross, who also goes by Kyle Matthew Ross, Kyle Ross, is a registered financial professional currently at HAMILTON LANE SECURITIES LLC located in Conshohocken, Pennsylvania.

Kyle is registered as a RR (Registered Representative) and started their career in finance in 2013. Kyle has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kyle Matthew Ross | Kyle Ross

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kyle Matthew Ross's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 3, 2024 - Present

HAMILTON LANE SECURITIES LLC

Office #1: 110 Washington Street Suite 1300, Conshohocken, PA 19428
BD
CRD#: 281510
Conshohocken, PA
Past

July 20, 2022 - March 29, 2024

CAPITAL DYNAMICS BROKER DEALER LLC

BD
CRD#: 148780
NEW YORK, NY
Past

April 20, 2020 - August 4, 2022

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

RIA
CRD#: 105390
PHILADELPHIA, PA
Past

February 27, 2018 - April 20, 2020

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

RIA
CRD#: 152237
PHILADELPHIA, PA
Past

November 28, 2017 - August 4, 2022

DELAWARE DISTRIBUTORS, L.P.

BD
CRD#: 14232
PHILADELPHIA, PA
Past

June 2, 2014 - July 29, 2016

RS FUNDS DISTRIBUTOR LLC

BD
CRD#: 165753
VILLANOVA, PA
Past

May 22, 2014 - June 2, 2014

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY
Past

August 15, 2013 - May 13, 2014

NYLIFE SECURITIES LLC

BD
CRD#: 5167
WALTHAM, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/3/2024)
RR
Alaska
(4/3/2024)
RR
Arizona
(4/3/2024)
RR
Arkansas
(4/3/2024)
RR
California
(4/3/2024)
RR
Colorado
(4/3/2024)
RR
Connecticut
(4/3/2024)
RR
Delaware
(4/3/2024)
RR
District of Columbia
(4/3/2024)
RR
Florida
(4/3/2024)
RR
Georgia
(4/3/2024)
RR
Hawaii
(4/3/2024)
RR
Idaho
(4/3/2024)
RR
Illinois
(4/3/2024)
RR
Indiana
(4/3/2024)
RR
Iowa
(4/3/2024)
RR
Kansas
(4/3/2024)
RR
Kentucky
(4/3/2024)
RR
Louisiana
(4/3/2024)
RR
Maine
(4/3/2024)
RR
Maryland
(4/3/2024)
RR
Massachusetts
(4/3/2024)
RR
Michigan
(4/3/2024)
RR
Minnesota
(4/3/2024)
RR
Mississippi
(4/3/2024)
RR
Missouri
(4/3/2024)
RR
Montana
(4/3/2024)
RR
Nebraska
(4/3/2024)
RR
Nevada
(4/3/2024)
RR
New Hampshire
(4/3/2024)
RR
New Jersey
(4/3/2024)
RR
New Mexico
(4/3/2024)
RR
New York
(4/3/2024)
RR
North Carolina
(4/3/2024)
RR
North Dakota
(4/3/2024)
RR
Ohio
(4/3/2024)
RR
Oklahoma
(4/3/2024)
RR
Oregon
(4/3/2024)
RR
Pennsylvania
(4/3/2024)
RR
Rhode Island
(4/3/2024)
RR
South Carolina
(4/3/2024)
RR
South Dakota
(4/3/2024)
RR
Tennessee
(4/3/2024)
RR
Texas
(4/3/2024)
RR
Utah
(4/3/2024)
RR
Vermont
(4/3/2024)
RR
Virginia
(4/3/2024)
RR
Washington
(4/3/2024)
RR
West Virginia
(4/3/2024)
RR
Wisconsin
(4/3/2024)
RR
Wyoming
(4/3/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/27/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/29/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/23/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/15/2013
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HL
HAMILTON LANE SECURITIES LLC
HAMILTON LANE SECURITIES LLC

CRD#: 281510 / SEC#: , 8-69675

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
110 Washington Street Suite 1300, Conshohocken, PA 19428
Mailing Address
110 Washington Street Suite 1300, Conshohocken, PA 19428
Phone number
(610) 934-2222
Established
Delaware since 08/17/2015
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HAMILTON LANEMEMBER107876
BRENNAN, STEPHEN RICHARD JRCHIEF EXECUTIVE OFFICER2488932
ROMERO, MONIQUE VICTORIAFINOP6712654
SHIN, ROBERTCHIEF COMPLIANCE OFFICER2683514

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HAMILTON LANE SECURITIES LLC

CRD#: 281510Conshohocken, PA 19428

TRUST BUT VERIFY

Monitor Kyle Ross

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Paul B Mullen
Paul MullenAdvisorCheck Check Mark
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IAR
RR
Horsham, PA
Boris Niko
Boris NikoAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Feasterville, PA
Dustin Michael Willing
Dustin WillingAdvisorCheck Check Mark
KESTRA ADVISORY SERVICES, LLC
IAR
RR
Wayne, PA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics