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Ryan Stuart Williams

GT SECURITIES
LOS ANGELES, CA
·CRD# 6231861·13 years experience

Professional Summary

Ryan Stuart Williams is a registered financial advisor currently at GT SECURITIES, INC. located in Los Angeles, California. Ryan is registered as a RR (Registered Representative) and started their career in finance in 2013. Ryan has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, Series 79TO, SIE and Series 79 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

GT SECURITIES, INC.·CRD# 116012
BD
12130 Millennium Dr Suite 300, Los Angeles, CA 90094
October 20, 2023 - Present
HOULIHAN LOKEY CAPITAL, INC.·CRD# 17708
BD
New York, NY
August 19, 2013 - January 9, 2015

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Current Firm

GS
GT SECURITIES, INC.

GROWTHINK SECURITIES, INC. | GT SECURITIES, INC. | GROWTHINK, INC.

CRD#: 116012 / SEC#: 8-53527
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

12130 Millennium Dr Suite 300, Los Angeles, CA 90094

Mailing Address

12130 Millennium Dr, Los Angeles, CA 90094

Phone Number

(310) 846-5004

Established

California since 12/06/2001

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GROWTHINK, INC.PARENT CORPORATION—
LAVINSKY, DAVID KENNETHMANAGING DIRECTOR4455040
TURO, JAMES STEVENMANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER2083402

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(12/14/2023)
RR
Illinois
(12/14/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2023About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2013About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2023About the Series 7TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Oct 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2023About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Aug 2013About the Series 79 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ryan Stuart Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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