James Steven Turo
Professional Summary
Based in Los Angeles, James Steven Turo leads firms that handle securities transactions and offer investment and business advice. He works at GT Securities, Inc. (since 2002) and at GT Investment Management, LLC (since 2023). He holds industry exams including Series 7, SIE, Series 79 and 99, plus principal exams (Series 24, 28, 14), which qualify him to sell investments, support operations, and oversee compliance. Many clients seek him out for capital-raising help and strategic...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
GT INVESTMENT MANAGEMENT, LLC
Contact Information
Main Address
12130 Millennium Drive Suite 300, Los Angeles, CA 90094Phone Number
(310) 954-2013# of Employees
1Regulatory Assets Under Management
Total Number of Accounts
41AUM (Assets Under Management)
$5,500,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(2/13/2024)
(4/23/2020)
(8/16/2024)
(2/29/2024)
(3/11/2002)
(6/30/2023)
(6/17/2021)
(5/21/2020)
(10/8/2025)
(12/16/2021)
(9/8/2020)
(12/16/2024)
(9/3/2008)
(10/3/2025)
(4/29/2024)
(9/29/2022)
(2/22/2024)
(6/7/2021)
(7/15/2021)
(6/23/2021)
(9/17/2025)
(2/27/2024)
(9/9/2021)
(2/13/2024)
(2/22/2024)
(5/27/2021)
(9/15/2025)
(1/24/2025)
(5/27/2021)
(10/2/2024)
(8/4/2008)
(5/29/2024)
(4/1/2024)
(10/22/2025)
(4/23/2020)
(5/4/2020)
(10/17/2025)
(4/29/2024)
(10/14/2025)
(6/16/2009)
(5/20/2024)
(3/4/2020)
(4/10/2024)
(6/25/2022)
(1/11/2024)
(10/13/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jan 2002About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view James Steven Turo's CRS (Customer Relationship Summary).
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