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JB

John A Brunkow

CRD# 6231358·Registered 2019 - 2022
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John A Brunkow, who also goes by John Brunkow, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2019 - 2022. John had worked at 1 firm and has passed the Series 63, Series 82TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Brunkow

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

MIT ASSOCIATES, LLC·CRD# 121171
BD
Newport Beach, CA
June 26, 2019 - September 6, 2022

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Current Firm

MA
MIT ASSOCIATES, LLC

LIABILITY SOLUTIONS | MIT ASSOCIATES, LLC

CRD#: 121171 / SEC#: 8-65386
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

85 Eastview Avenue, Tiburon, CA 94920

Mailing Address

Po Box 774, Tiburon, CA 94920

Phone Number

(415) 860-3673

Established

California since 04/17/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MIT HOLDINGS, LLCOWNER OF MIT ASSOCIATES, LLC—
FORD, DAVID WRENNCEO, CCO, MANAGING PARTNER1188531
HARLINE, LISA DESAIMANAGING PARTNER6565161
STEWART, SCOTT ALEXANDERFINOP6977422
THORNTON, STEVEN LEEPRINCIPAL4496384

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2019About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jun 2019About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Apr 2019About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JB
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