Ethan F. Stewart
CETERA INVESTMENT ADVISERS LLC
JOHNSTOWN, PA 15901
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CRD#: 6229184
Professional summary
Ethan Fitzgerald Stewart, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Johnstown, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Johnstown, Pennsylvania.
Ethan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Ethan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF ENTITY:814 WORX; No; 647 MAIN ST STE 405; JOHNSTOWN; PA; 15901; RENTAL; OWNER; 10/25/2016; 20; 20; ACTING AS LANDLORD AND SUBLEASING SPACE 2. NAME OF ENTITY: Centennial Financial Group, LLC; Yes; 647 MAIN ST STE 405; JOHNSTOWN; PA; 15901; FINANCIAL SERVICES/DBA; FINANCIAL ADVISER; 9/25/2014; 160; 160; SALE AND SERVICE INSURANCE,SECURITIES AND INVESTMENT PRODUCTS 3. NAME OF ENTITY: Independent Insurance Agent; Yes; 647 MAIN ST STE 405; JOHNSTOWN; PA; 15901; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 10/27/2015; 15; 15; SALES OF FIXED INSURANCE PRODUCTS 4. NAME OF ENTITY:JOHNSTOWN INDUSTRIAL DEVELOPMENT CORP; No; 245 MARKET ST STE 200; JOHNSTOWN; PA; 15901; NON-PROFIT ORGANIZATION; BOARD MEMBER; 3/13/2018; 2; 0; ASSIST WITH REVIEWING APPLICATIONS 5. NAME OF OTHER BUSINESS: JOHNSTOWN STATE THEATRE FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 336 MAIN STREET JOHNSTOWN, PA 15901; NATURE OF BUSINESS: BOARD MEMBER; START DATE: 1/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: VOLUNTEER SERVICE, EXPERTISE IN MARKETING, FINANCE MATTERS, ATTEND MEETING AND EXECUTE FOUNDATION VISION; 6. NAME OF OTHER BUSINESS: HUMANE SOCIETY OF CAMBRIA COUNTY; INVESTMENT RELATED: NO; ADDRESS: 743 GALLERIA DR EXT JOHNSTOWN, PA 15904; NATURE OF BUSINESS: NON PROFIT; START DATE: 09/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS, DECISION MAKING, HELP OTHER BOARD MEMBERS, SUPPORT THE EXECUTIVE STAFF;
CRS (Client Relationship Summary) - RIA
Click below to view Ethan Fitzgerald Stewart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 227 Franklin Street Ste 302, Johnstown, PA 15901RIA
CRD#: 105644
JOHNSTOWN, PA
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 227 Franklin Street Ste 302, Johnstown, PA 15901BD
CRD#: 13572
Johnstown, PA
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
JOHNSTOWN, PA
Past
February 23, 2015 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
JOHNSTOWN, PA
Past
November 21, 2014 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
JOHNSTOWN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/30/2021)
RR
California(6/9/2021)
RR
Colorado(5/31/2022)
RR
Delaware(6/9/2021)
RR
District of Columbia(6/9/2021)
RR
Florida(6/10/2021)
RR
Georgia(6/9/2021)
RR
Illinois(6/9/2021)
RR
Indiana(6/9/2021)
RR
Iowa(7/3/2025)
RR
Maryland(6/9/2021)
RR
Massachusetts(6/9/2021)
RR
New York(6/9/2021)
RR
North Carolina(6/9/2021)
RR
Ohio(5/20/2024)
RR
Oregon(6/9/2021)
RR
Pennsylvania(6/9/2021)
IAR
Pennsylvania(6/29/2023)
RR
South Carolina(6/9/2021)
RR
Tennessee(6/9/2021)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
RR
Virginia(6/9/2021)
RR
West Virginia(9/29/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
