Elliott Cobb
Professional summary
Elliott Cobb, who also goes by Elliott Miles Cobb, is a registered financial advisor currently at NATIONWIDE INVESTMENT ADVISORS, LLC located in Columbus, Ohio and NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.
Elliott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Elliott has worked at 11 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Elliott Cobb's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2023 - Present
NATIONWIDE INVESTMENT ADVISORS, LLC
Office #1: One Nationwide Plaza 03-07-202, Columbus, OH 43215October 27, 2023 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: One Nationwide Plaza, Columbus, OH 43215April 25, 2022 - May 15, 2023
EQUITABLE ADVISORS, LLC
February 12, 2018 - May 29, 2018
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
February 8, 2018 - May 29, 2018
NYLIFE DISTRIBUTORS LLC
November 15, 2016 - January 30, 2018
FORESTERS ADVISORY SERVICES, LLC
October 27, 2016 - January 30, 2018
FORESTERS FINANCIAL SERVICES, INC.
April 21, 2015 - May 9, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 24, 2015 - May 9, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 30, 2014 - March 3, 2015
PERSHING LLC
March 25, 2014 - April 24, 2014
MAXIM GROUP LLC
January 1, 2014 - February 14, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/6/2023)
(12/12/2023)
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(10/30/2023)
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Exams
Series 7TO
Date: 4/25/2022
General Securities Representative ExaminationFINRA
Current Firm
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 270,365 |
| AUM (Assets Under Management) | $ 15,686,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 01/26/2024 | ||
| 10/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
