Karin Marie Siegfried
Professional Summary
Karin Marie Siegfried, who also goes by Karin Marie Crook, was a registered financial advisor. Karin was a previously registered financial professional and started their career in finance 2013 - 2017. Karin had worked at 3 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Karin Marie Crook
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
13 years in the financial services industry
Current & Past Employments
Past
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Current Firm
PFS ADVISORS | PLEXUS FINANCIAL SOLUTIONS, LLC | PLEXUS FINANCIAL SOLUTIONS | PLEXUS FINANCIAL SERVIVES, LLC | PLEXUS FINANCIAL SERVICES, LLC | PLEXUS FINANCIAL SERVICES LLC | PLEXUS FINANCIAL SERVICES
Contact Information
Main Address
21805 Field Parkway Suite 320, Deer Park, IL 60010Phone Number
(847) 307-6222Established
Illinois since 01/13/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
8Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 2013About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Mar 2015About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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