Karin M. Siegfried
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karin Marie Siegfried, who also goes by Karin Marie Crook, was a registered financial professional .
Karin is a previously registered financial professional and started their career in finance in 2013. Karin had worked at 3 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2017 - October 4, 2017
PLEXUS FINANCIAL SERVICES, LLC
March 18, 2016 - October 4, 2017
PLEXUS FINANCIAL SERVICES, LLC
October 7, 2015 - January 26, 2016
PRINCIPAL SECURITIES, INC.
May 22, 2014 - September 28, 2015
PLEXUS FINANCIAL SERVICES, LLC
October 5, 2013 - May 13, 2014
COMMONWEALTH FINANCIAL NETWORK
State Registrations and Notice Filings
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Exams
Current Firm
PLEXUS FINANCIAL SERVICES, LLC
CRD#: 153132 / SEC#: 801-81192, 8-68504
Contact information
Red Flags
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