MS
Michael Sasso
CLEAR STREET LLC
West Palm Beach, FL 33401
Some features on this profile are disabled
CRD#: 6219536
MS
Professional summary
Michael Sasso, who also goes by Michael Anthony Sasso, is a registered financial professional currently at CLEAR STREET LLC located in West Palm Beach, Florida.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2014. Michael has worked at 5 firms and has passed the Series 63, SIE, Series 52 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Michael Anthony Sasso
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael Sasso's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 25, 2023 - Present
CLEAR STREET LLC
Office #1: 101 N. Clematis Street Suite 200, West Palm Beach, FL 33401BD
CRD#: 288933
West Palm Beach, FL
Past
January 28, 2021 - October 23, 2023
DREXEL HAMILTON, LLC
BD
CRD#: 143570
Miami, FL
Past
June 16, 2020 - February 2, 2021
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
NEW YORK, NY
Past
May 16, 2016 - June 16, 2020
BEECH HILL SECURITIES, INC.
BD
CRD#: 24771
NEW YORK, NY
Past
February 14, 2014 - May 18, 2016
CAIS CAPITAL LLC
BD
CRD#: 154512
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/25/2023)
RR
Alaska(10/25/2023)
RR
Arizona(10/25/2023)
RR
Arkansas(10/25/2023)
RR
California(10/25/2023)
RR
Colorado(10/25/2023)
RR
Connecticut(10/25/2023)
RR
Delaware(10/25/2023)
RR
District of Columbia(10/25/2023)
RR
Florida(10/25/2023)
RR
Georgia(10/25/2023)
RR
Hawaii(10/25/2023)
RR
Idaho(10/25/2023)
RR
Illinois(10/25/2023)
RR
Indiana(10/25/2023)
RR
Iowa(10/25/2023)
RR
Kansas(10/25/2023)
RR
Kentucky(10/25/2023)
RR
Louisiana(10/25/2023)
RR
Maine(10/25/2023)
RR
Maryland(10/25/2023)
RR
Massachusetts(10/25/2023)
RR
Michigan(10/25/2023)
RR
Minnesota(10/25/2023)
RR
Mississippi(10/25/2023)
RR
Missouri(10/25/2023)
RR
Montana(10/25/2023)
RR
Nebraska(10/25/2023)
RR
Nevada(10/25/2023)
RR
New Hampshire(10/25/2023)
RR
New Jersey(10/25/2023)
RR
New Mexico(10/25/2023)
RR
New York(10/25/2023)
RR
North Carolina(10/25/2023)
RR
North Dakota(10/25/2023)
RR
Ohio(10/25/2023)
RR
Oklahoma(10/25/2023)
RR
Oregon(10/25/2023)
RR
Pennsylvania(10/25/2023)
RR
Puerto Rico(10/25/2023)
RR
Rhode Island(10/25/2023)
RR
South Carolina(10/25/2023)
RR
South Dakota(10/25/2023)
RR
Tennessee(10/25/2023)
RR
Texas(10/25/2023)
RR
Utah(10/25/2023)
RR
Vermont(10/25/2023)
RR
Virgin Islands(10/25/2023)
RR
Virginia(10/25/2023)
RR
Washington(10/25/2023)
RR
West Virginia(10/25/2023)
RR
Wisconsin(10/25/2023)
RR
Wyoming(10/25/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
CS
CLEAR STREET LLC
CENTERPOINT SECURITIES | GLOBECS, LLC | CLEAR STREET, LLC | CLEAR STREET LLC | CLEAR STREET FUTURES
CRD#: 288933 / SEC#: , 8-69972
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007
Mailing Address
4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007
Phone number
(646) 738-4066
Established
Delaware since 12/20/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLEAR STREET HOLDINGS LLC | SOLE CLASS A MEMBER | |
| AUSUBEL, ELLI MARK | DIRECTOR | 5715145 |
| COHEN, URIEL EPHRAIM | DIRECTOR | 4089765 |
| HAMMERICH, DALF PAUL | HEAD OF SUPPORT | 4710381 |
| MOCCIA, CHRISTY NOEL | CHIEF COMPLIANCE OFFICER | 4855629 |
| OLIVEIRA, BRIAN | CFO/FINOP/PRINCIPAL FINANCIAL OFFICER | 5371120 |
| SICKLICK, KENNETH | DIRECTOR | 7418830 |
| VOLZ, ANDREW | DIRECTOR, CHIEF EXECUTIVE OFFICER | 4808674 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
