EB
Eric Butter
GLOBAL EXECUTION BROKERS, LP
Bala Cynwyd, PA 19004
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CRD#: 6217742
EB
Professional summary
Eric Butter is a registered financial professional currently at GLOBAL EXECUTION BROKERS, LP located in Bala Cynwyd, Pennsylvania.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2013. Eric has worked at 1 firm and has passed the Series 57TO, SIE, Series 7 and Series 56 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Eric Butter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 15, 2013 - Present
GLOBAL EXECUTION BROKERS, LP
Office #1: 401 City Avenue, Bala Cynwyd, PA 19004BD
CRD#: 126407
Bala Cynwyd, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 56
Date: 7/15/2013
Proprietary Trader Qualification ExaminationSRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
GE
GLOBAL EXECUTION BROKERS, LP
GLOBAL EXCHANGE BROKERS, LLLP | GLOBAL EXECUTION BROKERS, LP | GLOBAL EXECUTION BROKERS, LLLP
CRD#: 126407 / SEC#: , 8-65878
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
401 City Avenue, Bala Cynwyd, PA 19004
Mailing Address
401 City Avenue, Bala Cynwyd, PA 19004
Phone number
(610) 617-2600
Established
Delaware since 03/06/2003
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
