Clare P. Diamond

KATHMERE CAPITAL MANAGEMENT

Wayne, PA 19087

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CRD#: 6209421

Professional summary

Clare P Diamond, CFP®, who also goes by Clare P Cox, Clare Patricia Cox, Clare Patricia Diamond, is a registered financial advisor currently at KATHMERE CAPITAL MANAGEMENT, LLC located in Wayne, Pennsylvania.

Clare is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Clare has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Clare P Cox | Clare Patricia Cox | Clare Patricia Diamond

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fixed Insurance - Investment Related - At Reported Business Location(s) - Fixed insurance needs of clients - Time Spent: less than 5%

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clare P Diamond's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

October 1, 2019 - Present

KATHMERE CAPITAL MANAGEMENT, LLC

Office #1: 435 Devon Park Drive Suite 715, Wayne, PA 19087

RIA

CRD#: 305118

Wayne, PA

Past

February 11, 2019 - October 1, 2019

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

KING OF PRUSSIA, PA

Past

January 3, 2019 - October 9, 2019

LPL FINANCIAL LLC

CRD#: 6413

KING OF PRUSSIA, PA

Past

January 20, 2015 - December 17, 2018

JANNEY MONTGOMERY SCOTT LLC

RIA

CRD#: 463

BRYN MAWR, PA

Past

October 28, 2014 - December 17, 2018

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

BRYN MAWR, PA

Past

July 8, 2013 - October 28, 2014

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KATHMERE CAPITAL MANAGEMENT, LLC

CRD#: 305118 / SEC#: 801-117215

RIA

Registered Investment Advisory firm - (8/22/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(10/1/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/20/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/17/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/8/2013

General Securities Representative Examination

Current Firm

KATHMERE CAPITAL MANAGEMENT, LLC

CRD#: 305118 / SEC#: 801-117215

RIA

Registered Investment Advisory firm - (8/22/2019 Approved)

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Contact information

Main Address

435 Devon Park Drive Suite 715, Wayne, PA 19087

Mailing Address

Phone number

(610) 989-3900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KATHMERE CAPITAL MANAGEMENT ADV PART 2A 2022 (10/31/2025)

Regulatory assets under management

Total Number of Accounts	2,402
AUM (Assets Under Management)	$ 2,468,761,634

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Clare P. Diamond

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clare P Diamond's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT LLC

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

KATHMERE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/20/2015

Series 63

Date: 7/17/2013

SIE

Date: 10/1/2018

Series 7

Date: 7/8/2013

Current Firm

KATHMERE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KATHMERE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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