Nathan W. Davis

ASPEN WEALTH MANAGEMENT

Fort Worth, TX 76109

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CRD#: 6206357

Professional summary

Nathan Wayne Davis, CFP®, CLU®, who also goes by Nathan W Davis, is a registered financial advisor currently at ASPEN WEALTH MANAGEMENT, LLC located in Fort Worth, Texas.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Nathan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nathan W Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. On board of trustees as Treasurer at Virginia Tech Alumni Association - Dallas/Fort Worth. Has check writing authority for this organization. Spends less than 1% of his time on this activity. 2. 15% Ownership stake with Aspen Wealth Management, LLC. Managing Member. Spends less than 10 hours per month. 3. On board of trustees for The Women's Center of Tarrant County - Dallas/Fort Worth. No financial authority for this organization. Spends less than 1% of his time on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Wayne Davis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

CLU^®

Chartered Life Underwriter

Experience

Current

January 4, 2017 - Present

ASPEN WEALTH MANAGEMENT, LLC

Office #1: 4200 S. Hulen St. Suite 422, Fort Worth, TX 76109

RIA

CRD#: 159594

Fort Worth, TX

Past

January 26, 2015 - November 14, 2016

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

FORT WORTH, TX

Past

January 26, 2015 - November 14, 2016

PARK AVENUE SECURITIES LLC

CRD#: 46173

FORT WORTH, TX

Past

May 20, 2014 - January 14, 2015

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASPEN WEALTH MANAGEMENT, LLC

ASPEN WEALTH MANAGEMENT | HELEN STEPHENS GROUP, LLC | HELEN STEPHENS GROUP | ASPEN WEALTH MANAGEMENT, LLC

CRD#: 159594 / SEC#: 801-114243

RIA

Registered Investment Advisory firm - (11/5/2018 Approved)

Louisiana

Registered Investment Advisory firm - (11/9/2018 Terminated)

Texas

Registered Investment Advisory firm - (11/6/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/4/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/6/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/14/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/2014

General Securities Representative Examination

Current Firm

ASPEN WEALTH MANAGEMENT, LLC

ASPEN WEALTH MANAGEMENT | HELEN STEPHENS GROUP, LLC | HELEN STEPHENS GROUP | ASPEN WEALTH MANAGEMENT, LLC

CRD#: 159594 / SEC#: 801-114243

RIA

Registered Investment Advisory firm - (11/5/2018 Approved)

Louisiana

Registered Investment Advisory firm - (11/9/2018 Terminated)

Texas

Registered Investment Advisory firm - (11/6/2018 Terminated)

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Contact information

Main Address

4200 S. Hulen St. Suite 422, Fort Worth, TX 76109

Mailing Address

Phone number

(817) 546-6353

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (9/30/2025)

2A BROCHURE (9/30/2025)

Regulatory assets under management

Total Number of Accounts	961
AUM (Assets Under Management)	$ 509,577,516

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nathan W. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Wayne Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASPEN WEALTH MANAGEMENT, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

ASPEN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/6/2014

SIE

Date: 11/14/2016

Series 7

Date: 5/19/2014

Current Firm

ASPEN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASPEN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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