Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

AdvisorLive

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's AdvisorLive helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Nathan Wayne Davis

Nathan Wayne Davis

CFP®, CLU®

ASPEN WEALTH MANAGEMENT

FORT WORTH, TX

·CRD# 6206357·12 years experience

Professional Summary

Nathan Wayne Davis, CFP®, CLU®, who also goes by Nathan W Davis, is a registered financial advisor currently at ASPEN WEALTH MANAGEMENT, LLC located in Fort Worth, Texas. Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Nathan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nathan W Davis

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

Similar Advisors

Robert Wesley Shannon

Robert Wesley Shannon

BRAZOS WEALTH ADVISORS LLC

FORT WORTH, TX · CRD#

Sean Ryan Leonard

Sean Ryan Leonard

LPL FINANCIAL LLC

HURST, TX · CRD#

James Cliffton Moore

James Cliffton Moore

EDWARD JONES

FT WORTH, TX · CRD#

Ramon Vasquez Aguirre

MONEY CONCEPTS CAPITAL CORP

Fort Worth, TX · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Robert Wesley Shannon

Robert Wesley Shannon

BRAZOS WEALTH ADVISORS LLC

FORT WORTH, TX · CRD#

Sean Ryan Leonard

Sean Ryan Leonard

LPL FINANCIAL LLC

HURST, TX · CRD#

James Cliffton Moore

James Cliffton Moore

EDWARD JONES

FT WORTH, TX · CRD#

Ramon Vasquez Aguirre

MONEY CONCEPTS CAPITAL CORP

Fort Worth, TX · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Robert Wesley Shannon

Robert Wesley Shannon

BRAZOS WEALTH ADVISORS LLC

FORT WORTH, TX · CRD#

Sean Ryan Leonard

Sean Ryan Leonard

LPL FINANCIAL LLC

HURST, TX · CRD#

James Cliffton Moore

James Cliffton Moore

EDWARD JONES

FT WORTH, TX · CRD#

Ramon Vasquez Aguirre

MONEY CONCEPTS CAPITAL CORP

Fort Worth, TX · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Wesley Shannon

Robert Wesley Shannon

BRAZOS WEALTH ADVISORS LLC

FORT WORTH, TX · CRD#

Sean Ryan Leonard

Sean Ryan Leonard

LPL FINANCIAL LLC

HURST, TX · CRD#

James Cliffton Moore

James Cliffton Moore

EDWARD JONES

FT WORTH, TX · CRD#

Ramon Vasquez Aguirre

MONEY CONCEPTS CAPITAL CORP

Fort Worth, TX · CRD#

Credentials

CFP®

Certified Financial PlannerSince 2016

CLU®

Chartered Life Underwriter

Years of Experience

12 years in the financial services industry

Current & Past Employments

ASPEN WEALTH MANAGEMENT, LLC·CRD# 159594

RIA

4200 S. Hulen St. Suite 422, Fort Worth, TX 76109

January 4, 2017 - Present

PARK AVENUE SECURITIES LLC·CRD# 46173

RIA

Fort Worth, TX

January 26, 2015 - November 14, 2016

PARK AVENUE SECURITIES LLC·CRD# 46173

BD

Fort Worth, TX

January 26, 2015 - November 14, 2016

FIDELITY BROKERAGE SERVICES LLC·CRD# 7784

BD

Westlake, TX

May 20, 2014 - January 14, 2015

Similar Advisors

Robert Wesley Shannon

Robert Wesley Shannon

BRAZOS WEALTH ADVISORS LLC

FORT WORTH, TX · CRD#

Sean Ryan Leonard

Sean Ryan Leonard

LPL FINANCIAL LLC

HURST, TX · CRD#

James Cliffton Moore

James Cliffton Moore

EDWARD JONES

FT WORTH, TX · CRD#

Ramon Vasquez Aguirre

MONEY CONCEPTS CAPITAL CORP

Fort Worth, TX · CRD#

Current Firm

ASPEN WEALTH MANAGEMENT, LLC

ASPEN WEALTH MANAGEMENT, LLC

ASPEN WEALTH MANAGEMENT | HELEN STEPHENS GROUP, LLC | HELEN STEPHENS GROUP | ASPEN WEALTH MANAGEMENT, LLC

CRD#: 159594 / SEC#: 801-114243

RIA

Registered Investment Advisory firm - SEC (11/5/2018 Approved)

Louisiana

Registered Investment Advisory firm - Louisiana (11/9/2018 Terminated)

Texas

Registered Investment Advisory firm - Texas (11/6/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

4200 S. Hulen St. Suite 422, Fort Worth, TX 76109

Phone Number

(817) 546-6353

# of Employees

9

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (2/12/2026)

2A BROCHURE (2/12/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,121

AUM (Assets Under Management)

$657,825,724

Similar Advisors

Robert Wesley Shannon

Robert Wesley Shannon

BRAZOS WEALTH ADVISORS LLC

FORT WORTH, TX · CRD#

Sean Ryan Leonard

Sean Ryan Leonard

LPL FINANCIAL LLC

HURST, TX · CRD#

James Cliffton Moore

James Cliffton Moore

EDWARD JONES

FT WORTH, TX · CRD#

Ramon Vasquez Aguirre

MONEY CONCEPTS CAPITAL CORP

Fort Worth, TX · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. On board of trustees as Treasurer at Virginia Tech Alumni Association - Dallas/Fort Worth. Has check writing authority for this organization. Spends less than 1% of his time on this activity. 2. 15% Ownership stake with Aspen Wealth Management, LLC. Managing Member. Spends less than 10 hours per month. 3. On board of trustees for The Women's Center of Tarrant County - Dallas/Fort Worth. No financial authority for this organization. Spends less than 1% of his time on this activity.

Similar Advisors

Robert Wesley Shannon

Robert Wesley Shannon

BRAZOS WEALTH ADVISORS LLC

FORT WORTH, TX · CRD#

Sean Ryan Leonard

Sean Ryan Leonard

LPL FINANCIAL LLC

HURST, TX · CRD#

James Cliffton Moore

James Cliffton Moore

EDWARD JONES

FT WORTH, TX · CRD#

Ramon Vasquez Aguirre

MONEY CONCEPTS CAPITAL CORP

Fort Worth, TX · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASPEN WEALTH MANAGEMENT, LLC

ASPEN WEALTH MANAGEMENT, LLC

ASPEN WEALTH MANAGEMENT | HELEN STEPHENS GROUP, LLC | HELEN STEPHENS GROUP | ASPEN WEALTH MANAGEMENT, LLC

CRD#: 159594 / SEC#: 801-114243

RIA

Registered Investment Advisory firm - SEC (11/5/2018 Approved)

Louisiana

Registered Investment Advisory firm - Louisiana (11/9/2018 Terminated)

Texas

Registered Investment Advisory firm - Texas (11/6/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

Texas
(1/4/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2014About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2014About the Series 7 exam

Similar Advisors

Robert Wesley Shannon

Robert Wesley Shannon

BRAZOS WEALTH ADVISORS LLC

FORT WORTH, TX · CRD#

Sean Ryan Leonard

Sean Ryan Leonard

LPL FINANCIAL LLC

HURST, TX · CRD#

James Cliffton Moore

James Cliffton Moore

EDWARD JONES

FT WORTH, TX · CRD#

Ramon Vasquez Aguirre

MONEY CONCEPTS CAPITAL CORP

Fort Worth, TX · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Wayne Davis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Robert Wesley Shannon

Robert Wesley Shannon

BRAZOS WEALTH ADVISORS LLC

FORT WORTH, TX · CRD#

Sean Ryan Leonard

Sean Ryan Leonard

LPL FINANCIAL LLC

HURST, TX · CRD#

James Cliffton Moore

James Cliffton Moore

EDWARD JONES

FT WORTH, TX · CRD#

Ramon Vasquez Aguirre

MONEY CONCEPTS CAPITAL CORP

Fort Worth, TX · CRD#

Nathan Wayne Davis

Follow Nathan

Get alerted to job moves, licensing changes, and new disclosures

Free — no card required