JR
Jason M. Ray
ZENITH WEALTH PARTNERS
PHILADELPHIA, PA 19104
Some features on this profile are disabled
CRD#: 6204562
JR
Professional summary
Jason Michael Ray, who also goes by Jason M Ray, Jason Ray, is a registered financial advisor currently at ZENITH WEALTH PARTNERS located in Philadelphia, Pennsylvania.
Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Jason has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason M Ray | Jason Ray
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Vetri Community Partnerships; Not investment-related; Philadelphia, PA; This non-profit provides nutrition education through hands-on experiences; position/title: Board member at large, member of finance committee; since February 2022; approx. # of hours per month devoted to this activity: 2; # of hours devoted during securities trading hours: 2; duties include: providing guidance, general advice, and directorship to the organization. 2. Students Run Philly Style; Not investment-related; Philadelphia, PA; This non-profit transforms students' lives through running and mentorship; position/title: board member at large, member of finance committee; since September 2022; approx. # of hours per month devoted to this activity: 2; # of hours devoted during securities trading hours: 2; duties include: providing guidance, general advice, and directorship to the organization. 3. Cobbs Creek Foundation; Not investment-related; West Conshohocken, PA; Through unique programming, outreach, and partnerships, Cobbs Creek Foundation works to amplify the voices of our younger generations while inspiring them to bring about change in the world.; position/title: Treasurer of the Board; Since August 2022; approx. # of hours per month devoted to this activity: 3; # of hours devoted during securities trading hours: 2; duties: Determine the operating budget for the organization's fiscal year. As chair of the finance committee, the treasurer cooperates with the executive director, board members, and other program heads to create the overall budget, as well as budgets for specific programs or tasks. 4. Leon H. Sullivan Charitable Trust; Not investment-related; Philadelphia, PA; The Trust serves to provide resources and opportunities that inspire a sense of self-help and that lead to social and economic equality.; position/title: Board member at large; since April 2021; approx. # of hours per month devoted to this activity: 1; # of hours devoted during securities trading hours: 0; duties include: providing guidance, general advice, and directorship to the organization.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Michael Ray's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 30, 2019 - Present
ZENITH WEALTH PARTNERS
Office #1: 3675 Market St. Suite 200, Philadelphia, PA 19104RIA
CRD#: 304732
PHILADELPHIA, PA
Past
June 14, 2018 - June 17, 2019
CARNEGIE WEALTH MANAGEMENT, LLC
RIA
CRD#: 290430
BERWYN, PA
Past
April 30, 2018 - June 14, 2019
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
BERWYN, PA
Past
March 26, 2018 - June 14, 2019
THE STRATEGIC FINANCIAL ALLIANCE, INC.
BD
CRD#: 126514
BERWYN, PA
Past
July 13, 2015 - March 16, 2018
FS INVESTMENT SOLUTIONS, LLC
BD
CRD#: 145244
PHILADELPHIA, PA
Past
June 18, 2013 - August 20, 2013
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ZW
ZENITH WEALTH PARTNERS
ZENITH SOLUTIONS | ZENITH WEALTH PARTNERS | ZENITH SOLUTIONS, LLC | ZENITH SOLUTIONS, INC.
CRD#: 304732 / SEC#: 801-129630
RIA
Registered Investment Advisory firm - (3/1/2024 Approved)California
Registered Investment Advisory firm - (4/3/2024 Terminated)District of Columbia
Registered Investment Advisory firm - (3/4/2024 Terminated)Louisiana
Registered Investment Advisory firm - (3/4/2024 Terminated)Maryland
Registered Investment Advisory firm - (3/25/2024 Terminated)Michigan
Registered Investment Advisory firm - (3/4/2024 Terminated)New Jersey
Registered Investment Advisory firm - (3/12/2024 Terminated)New York
Registered Investment Advisory firm - (3/4/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/4/2024 Terminated)Texas
Registered Investment Advisory firm - (3/4/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(7/30/2019)
IAR
Texas(5/22/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
ZW
ZENITH WEALTH PARTNERS
ZENITH SOLUTIONS | ZENITH WEALTH PARTNERS | ZENITH SOLUTIONS, LLC | ZENITH SOLUTIONS, INC.
CRD#: 304732 / SEC#: 801-129630
RIA
Registered Investment Advisory firm - (3/1/2024 Approved)California
Registered Investment Advisory firm - (4/3/2024 Terminated)District of Columbia
Registered Investment Advisory firm - (3/4/2024 Terminated)Louisiana
Registered Investment Advisory firm - (3/4/2024 Terminated)Maryland
Registered Investment Advisory firm - (3/25/2024 Terminated)Michigan
Registered Investment Advisory firm - (3/4/2024 Terminated)New Jersey
Registered Investment Advisory firm - (3/12/2024 Terminated)New York
Registered Investment Advisory firm - (3/4/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/4/2024 Terminated)Texas
Registered Investment Advisory firm - (3/4/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3675 Market St. Suite 200, Philadelphia, PA 19104
Mailing Address
2400 Market St. Suite 216, Philadelphia, PA 19103
Phone number
(484) 278-1559
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 279 |
| AUM (Assets Under Management) | $ 102,123,947 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
