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JR

Jason Michael Ray

ZENITH WEALTH PARTNERS
PHILADELPHIA, PA
·CRD# 6204562·13 years experience

Professional Summary

Jason Michael Ray, who also goes by Jason M Ray, Jason Ray, is a registered financial advisor currently at ZENITH WEALTH PARTNERS located in Philadelphia, Pennsylvania. Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Jason has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jason M Ray, Jason Ray

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

ZENITH WEALTH PARTNERS·CRD# 304732
RIA
2400 Market St. Suite 216, Philadelphia, PA 19103
July 30, 2019 - Present
CARNEGIE WEALTH MANAGEMENT, LLC·CRD# 290430
RIA
Berwyn, PA
June 14, 2018 - June 17, 2019
THE STRATEGIC FINANCIAL ALLIANCE, INC.·CRD# 126514
RIA
Berwyn, PA
April 30, 2018 - June 14, 2019
THE STRATEGIC FINANCIAL ALLIANCE, INC.·CRD# 126514
BD
Berwyn, PA
March 26, 2018 - June 14, 2019
FS INVESTMENT SOLUTIONS, LLC·CRD# 145244
BD
Philadelphia, PA
July 13, 2015 - March 16, 2018
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
BD
Radnor, PA
June 18, 2013 - August 20, 2013

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Current Firm

ZW
ZENITH WEALTH PARTNERS

ZENITH SOLUTIONS | ZENITH WEALTH PARTNERS | ZENITH SOLUTIONS, LLC | ZENITH SOLUTIONS, INC.

CRD#: 304732 / SEC#: 801-129630
RIA
Registered Investment Advisory firm - SEC (3/1/2024 Approved)
California
Registered Investment Advisory firm - California (4/3/2024 Terminated)
District of Columbia
Registered Investment Advisory firm - District of Columbia (3/4/2024 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (3/4/2024 Terminated)
Maryland
Registered Investment Advisory firm - Maryland (3/25/2024 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (3/4/2024 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (3/12/2024 Terminated)
New York
Registered Investment Advisory firm - New York (3/4/2024 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (3/4/2024 Terminated)
Texas
Registered Investment Advisory firm - Texas (3/4/2024 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2400 Market St. Suite 216, Philadelphia, PA 19103

Mailing Address

2400 Market St. Suite 216, Philadelphia, PA 19103

Phone Number

(484) 278-1559

# of Employees

11

SEC notice filing (17 States and Territories)

Registered to provide investment advisory services in 17 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

789

AUM (Assets Under Management)

$150,966,524

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Vetri Community Partnerships; Not investment-related; Philadelphia, PA; This non-profit provides nutrition education through hands-on experiences; position/title: Board member at large, member of finance committee; since February 2022; approx. # of hours per month devoted to this activity: 2; # of hours devoted during securities trading hours: 2; duties include: providing guidance, general advice, and directorship to the organization. 2. Students Run Philly Style; Not investment-related; Philadelphia, PA; This non-profit transforms students' lives through running and mentorship; position/title: board member at large, member of finance committee; since September 2022; approx. # of hours per month devoted to this activity: 2; # of hours devoted during securities trading hours: 2; duties include: providing guidance, general advice, and directorship to the organization. 3. Cobbs Creek Foundation; Not investment-related; West Conshohocken, PA; Through unique programming, outreach, and partnerships, Cobbs Creek Foundation works to amplify the voices of our younger generations while inspiring them to bring about change in the world.; position/title: Treasurer of the Board; Since August 2022; approx. # of hours per month devoted to this activity: 3; # of hours devoted during securities trading hours: 2; duties: Determine the operating budget for the organization's fiscal year. As chair of the finance committee, the treasurer cooperates with the executive director, board members, and other program heads to create the overall budget, as well as budgets for specific programs or tasks. 4. Leon H. Sullivan Charitable Trust; Not investment-related; Philadelphia, PA; The Trust serves to provide resources and opportunities that inspire a sense of self-help and that lead to social and economic equality.; position/title: Board member at large; since April 2021; approx. # of hours per month devoted to this activity: 1; # of hours devoted during securities trading hours: 0; duties include: providing guidance, general advice, and directorship to the organization. 5. Local Capital Markets; Investment related; Philadelphia, PA; Local Capital Markets builds the process layer between local companies and institutional decision-makers to help the flow of capital into communities ; Founder, Chief Executive Officer; and enabling human systems to achieve the company's goals and objectives; since September 2026; # of hours per month devoted to this activity: 80 ; # of hours devoted during securities trading hours: 80 ; duties include: building and maintaining a cohesive leadership team, establishing organizational strategy and clarity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ZW
ZENITH WEALTH PARTNERS

ZENITH SOLUTIONS | ZENITH WEALTH PARTNERS | ZENITH SOLUTIONS, LLC | ZENITH SOLUTIONS, INC.

CRD#: 304732 / SEC#: 801-129630
RIA
Registered Investment Advisory firm - SEC (3/1/2024 Approved)
California
Registered Investment Advisory firm - California (4/3/2024 Terminated)
District of Columbia
Registered Investment Advisory firm - District of Columbia (3/4/2024 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (3/4/2024 Terminated)
Maryland
Registered Investment Advisory firm - Maryland (3/25/2024 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (3/4/2024 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (3/12/2024 Terminated)
New York
Registered Investment Advisory firm - New York (3/4/2024 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (3/4/2024 Terminated)
Texas
Registered Investment Advisory firm - Texas (3/4/2024 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Pennsylvania
(7/30/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2018About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2015About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2013About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Jason Michael Ray's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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