Mark C. Bringas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark C Bringas, who also goes by Mark Chester Bringas, Mark Bringas, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2014. Mark had worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2025 - June 12, 2026
AUGMENT CAPITAL, LLC
September 11, 2024 - February 6, 2025
LPL ENTERPRISE, LLC
May 2, 2018 - June 28, 2021
FORGE SECURITIES LLC
March 21, 2018 - April 13, 2018
MML INVESTORS SERVICES, LLC
June 16, 2014 - April 14, 2016
BLACKROCK INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/19/2024
General Securities Representative ExaminationCurrent Firm
AUGMENT CAPITAL, LLC
CRD#: 322519 / SEC#: , 8-70989
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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