Mark Andrew Allison
Professional Summary
Mark Andrew Allison is a registered financial advisor currently at SAMCO CAPITAL MARKETS, INC. located in Plano, Texas. Mark is registered as a RR (Registered Representative) and started their career in finance in 2014. Mark has worked at 2 firms and has passed the Series 63, SIE, Series 50, Series 7 and Series 52 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
SAMCO CAPITAL MARKETS, INC.
Contact Information
Main Address
6805 Capital Of Texas Highway Suite 350, Austin, TX 78731Mailing Address
6805 Capital Of Texas Highway Suite 350, Austin, TX 78731Phone Number
(512) 794-9100Established
Texas since 05/09/2005Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/15/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 50 — Municipal Advisor Representative Qualification Exam
Passed Aug 2017About the Series 50 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Mark Andrew Allison's CRS (Customer Relationship Summary).
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