Joseph Lee Maverick Jr
Professional Summary
Joseph Lee Maverick JR, who also goes by Joseph Lee Maverick, is a registered financial advisor currently at SAMCO CAPITAL MARKETS, INC. located in Austin, Texas. Joseph is registered as a RR (Registered Representative) and started their career in finance in 1991. Joseph has worked at 9 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 79TO, Series 57TO, SIE, Series 50, Series 55, Series 7, Series 14, Series 54, Series 53,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joseph Lee Maverick
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
SAMCO CAPITAL MARKETS, INC.
Contact Information
Main Address
6805 Capital Of Texas Highway Suite 350, Austin, TX 78731Mailing Address
6805 Capital Of Texas Highway Suite 350, Austin, TX 78731Phone Number
(512) 794-9100Established
Texas since 05/09/2005Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/28/2007)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Sep 2017About the Series 50 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Aug 1999Series 54 — Municipal Advisor Principal Qualification Examination
Passed Jun 2019About the Series 54 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Joseph Lee Maverick JR's CRS (Customer Relationship Summary).
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