Joseph Reid Mannes
Professional Summary
Joseph Reid Mannes, who also goes by Joseph Reid Joey, Joe Mannes, Joey Mannes, is a registered financial advisor currently at SAMCO PROPRIETARY TRADING, INC. located in Dallas, Texas and SAMCO CAPITAL MARKETS, INC. located in Dallas, Texas. Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Joseph has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joseph Reid Joey, Joe Mannes, Joey Mannes
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
SAMCO PROPRIETARY TRADING, INC.
Contact Information
Main Address
6805 Capital Of Texas Highway Suite 350, Austin, TX 78731Phone Number
(512) 794-9100# of Employees
4Documents
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(11/24/2008)
(3/12/2018)
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(5/15/2006)
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(3/19/2024)
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(10/18/2005)
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(10/21/2005)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Feb 2016About the Series 50 examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Jun 2007About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Apr 2007Series 54 — Municipal Advisor Principal Qualification Examination
Passed Jun 2019About the Series 54 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Joseph Reid Mannes's CRS (Customer Relationship Summary).
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